Compliance Manager at TD Bank overseeing regulatory compliance for Digital Banking and vendor oversight. Leading compliance monitoring and providing guidance on regulatory requirements with a focus on consumer banking.
About the role
- Manager of Regulatory Compliance ensuring licensing and regulatory strategies for Airwallex US operations including coordination and compliance responsibilities.
Responsibilities
- Deliver on the regulatory engagement strategy for Airwallex US and help drive our US State MTL licensing program
- Maintain our licensing responsibilities and coordinate with all internal and external parties as necessary to ensure compliance through the communication of regulatory requirements
- Cross-functional collaboration to productize solutions and offerings
- Implementation and execution of processes, filing of all requisite reports, renewal of registrations and licenses
- End-to-end management of regulatory examinations
- Interfacing with US regulators on ad-hoc inquiries
- Analyze new and existing products and provide guidance to ensure that our 2LOD controls are fit for purpose and comply with regulatory obligations
Requirements
- Bachelor's degree with a minimum of 6 years of regulatory compliance experience in a financial institution, FinTech, legal/consulting firm, or combination of the above
- Familiarity with financial regulatory laws, rules, regulations and industry best practices across US and the Americas region
- Data proficiency - ability to work with data and leverage it for strategic decision-making
- Ability to operate strategically and think creatively to solve complex regulatory compliance challenges
- Superior communication skills, with the ability to clearly explain complex topics to a wide range of stakeholders including regulators, executive leadership, and front-line staff
- Experience with developing and/or maintaining a compliance program within a financial institution, preferably in respect of payments activity
- Exposure to licensing processes, regulatory expansion, and RegTech or technology-driven compliance solutions
- Deep understanding of financial products/services and related conduct risk, ethics, and controls
Benefits
- US-based employees are eligible to participate in medical, dental, and vision insurance
- 401(k) plan
- Short-term and long-term disability
- Basic life insurance
- Well-being benefits
- 20 paid days of vacation
- 12 paid days of company holidays
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