Compliance Analyst on ACA Group’s Managed Services team, conducting compliance reviews and analyses for clients, drafting reports and collaborating on various initiatives.
Responsibilities
Conduct compliance reviews and consulting for clients
Analyze clients’ books and records for regulatory deficiencies
Draft reports and summarize findings for clients
Collaborate with teams on ad-hoc work and projects
Review and test effectiveness of policies and procedures
Requirements
Bachelor’s degree
Proficiency with Microsoft Office applications
Proficiency with Adobe Acrobat
Strong data analytical skills
Solid understanding of financial markets and regulations
Ability to learn concepts quickly and apply knowledge to reviews
Must be proactive in financial services compliance education
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