Senior Manager Compliance and Certification coordinating external audits and compliance at D - Trust GmbH in Berlin. Ensuring regulatory adherence and leading audit preparation and execution.
About the role
- Compliance Analyst participating in compliance reviews and consulting for ACA Group's clients, drafting reports and summarizing findings on regulatory deficiencies.
Responsibilities
- Conduct compliance reviews and analyses of clients’ books and records
- Draft reports and summarize findings for clients
- Assist with regulatory filings, anti-money laundering, and electronic communication reviews
- Participate in planning reviews and client calls
- Review policies and procedures of Registered Investment Advisers
Requirements
- Bachelor’s degree
- Proficiency with Microsoft Office applications, Adobe Acrobat, and the Internet
- Strong data analytical skills
- Solid understanding of financial markets, financial products, investment advisors, and regulations
- Ability to learn concepts quickly and apply knowledge to client reviews
Benefits
- medical and dental coverage
- 401(k) plans
- paid time off options
- flexible work environment
- ACA Paid Holidays
- Summer Fridays
- Personal/Family Care
- leaves of absence for physical, financial, and emotional well-being
- Student Debt Forgiveness
- Pet Insurance
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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