AVP, Compliance Officer leading compliance risk assessments and supporting regulatory changes at Axos Bank. Responsible for enhancing compliance programs and liaising with business units in a regulated environment.
AVP, Compliance Officer leading compliance risk assessments and supporting regulatory changes at Axos Bank. Responsible for enhancing compliance programs and liaising with business units in a regulated environment.
Director leading Global Compliance Testing for Manulife's regulatory control function in financial services. Overseeing compliance testing programs aligned with SEC regulations and fostering a culture of compliance.
Director of Cyber Risk Governance overseeing cybersecurity and regulatory compliance at Manulife. Ensuring adherence to global regulations while enhancing cybersecurity governance practices.
Energy Compliance Analyst supporting U.S. Ventureâs renewable business compliance activities. Collaborating with regulatory bodies and internal teams on compliance programs.
Advisor Practice Compliance overseeing operations in mutual fund and securities disciplines. Analyzing advisor practices and ensuring compliance with organizational standards.
Lead Compliance Officer managing trade surveillance and market conduct risk for Wells Fargo. Overseeing compliance programs, collaborating with management, and providing regulatory expertise for high - risk projects.
Sr. Business Control Specialist with Bank of America driving compliance and operational excellence in financial services. Overseeing internal controls in a fast - paced, technology - driven environment.
Senior Vice President managing multijurisdictional investigations and compliance projects for Kroll. Identifying new business opportunities and supporting marketing initiatives.
Director leading regulatory filings and alignment for health insurer HCSC. Oversee product changes, regulatory filings, strategic planning, and cross - functional program delivery.
Compliance Analyst at Conta Simples ensuring adherence to laws and regulations while collaborating with internal teams.
Senior Advisor at Desjardins leading IT governance, operational risk and compliance. Advises senior management, develops policies, and leads complex risk mitigation projects.
Director overseeing regulatory compliance operations for Centene, ensuring adherence to laws and regulations. Collaborating with teams to implement compliance strategies and manage Medicare compliance.