Financial Crimes Investigator conducting investigations into fraudulent activities at Truist. Ensuring compliance with laws while managing risk and analyzing suspicious transactions.
About the role
- Vice President of Financial Crimes Audit at MUFG, focusing on compliance and risk management related to financial crimes and regulations. Leading audit engagements and maintaining stakeholder relationships in the financial industry.
Responsibilities
- Responsible for the execution and delivery of audit engagements, maintenance of the risk universe and risk assessments of the portfolio, delivering risk-based audit engagements and demonstrating appropriate coverage of the key risks
- Dynamically project-manage the audit plan, considering whether it remains relevant throughout the year, proposing changes as appropriate and addressing any challenges that might impact audit delivery timelines and/or timely review of workpapers
- Maintain regular touchpoints with stakeholders to drive and support effective issue management and promptly escalate challenges
- Address findings and management action plans through the life of the audit along with business stakeholders
- Deliver and execute all engagements in adherence to audit methodology and standards, meet established deadlines, and include formal signoffs of key documents and processes within the audit file
- Produce reports that are written for an executive audience which are impactful, with clear key messages, factual, active voice, written in line with effective business writing requirements, and needing minimum edits
- Responsible for developing and maintaining constructive, collaborative relationships with relevant senior stakeholders providing a commercial perspective and effective challenge and guidance as an independent, respected voice; share feedback from industry network and other external sources; partner on initiatives and remediation activities
- Responsible for establishing regular meetings with senior stakeholders
- Responsible for partnering with stakeholders to demonstrate impact and influence through tangible outcomes and raised standards of controls and behaviors in the stakeholder’s Control Environment
Requirements
- Internal or external audit or risk management experience including experience in financial crimes (i.e. Anti-Money Laundering, Sanctions, Anti-Bribery and Corruption)
- Experience with the financial industry and related markets, related regulatory bodies and/or Big 4 professional services firms
- Prior experience implementing continuous auditing and/or risk monitoring processes preferred
- Prior experience in data processing, database programming, and/or data analytics preferred
- Demonstrated proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc)
- Experience in financial crimes compliance audit or equivalent (e.g., BSA/AML, AB&C, Sanctions)
Benefits
- comprehensive health and wellness benefits
- retirement plans
- educational assistance and training programs
- income replacement for qualified employees with disabilities
- paid maternity and parental bonding leave
- paid vacation, sick days, and holidays
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Conduct investigations into potentially fraudulent and/or suspicious activities in financial services. Ensure compliance with laws and regulations while analyzing high - risk transactions.
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