IG
ICL GroupAnalista de Assuntos Regulatórios
Regulatory Affairs Analyst at ICL analyzing compliance and collaborating with teams on regulatory issues. Contributing to high - performance agriculture solutions in Brazil.
About the role
- Identify and maintain an inventory of laws, regulations, and guidance related to capital markets / wealth management operations regulatory requirements
- Monitor regulatory changes and work with business units and functional groups to ensure policies / procedures / controls are in place to comply with new regulatory changes
- Perform risk assessment of applicable regulatory requirements in accordance with the established methodology and facilitate the monitoring, reporting and management of those risks
- Build and maintain strong working relationships with business partners by providing support, advise and effective challenge when needed
- Oversee and challenge the effectiveness of first line risk mitigation activities to ensure controls, policies, and procedures are designed to effectively manage and mitigate compliance risks
- Ensure awareness of regulatory compliance deficiencies and control testing results impacting RCM controls within CFC’s oversight
- Support reporting requirements related to the effectiveness of RCM activities
- Develop communication plans, job aids, guidelines, templates and other educational materials
Requirements
- Bachelor’s degree in accounting, finance or other business-related area
- Minimum 5+ years in Capital Markets and/or Wealth Management Operations experience with a large bank or financial services organization
- Familiarity with Federal and state laws and regulations applicable to one or more of the following areas: derivative reporting, securities clearing, settlement, custody, segregations, etc.
- Familiarity with risk and control methodologies or managing risk/controls
- Strong research, analysis, problem-solving, and decision-making skills with ability to identify risks and issues for escalation to management, as necessary
- Excellent interpersonal skills, including verbal and written communications
- Advanced Excel, Word, and PowerPoint skills
Benefits
- Medical
- Dental
- Vision
- Health Savings Account
- Life Insurance
- Disability
- Other Insurance Plans
- Paid Time Off (including Sick Leave, Parental Leave and Vacation)
- Holidays
- 401(k)
- Other special perks reserved for our team members
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