Trade Compliance Manager responsible for import/export compliance in the APAC region at Brooks. Collaborating with stakeholders to ensure adherence to trade compliance regulations.
UB
Onsite Regulatory Review Representative – Swap Data Reporting & Reconciliation Analyst
Posted 1 hour ago
About the role
- Business Risk Professional at U.S. Bank managing risk and ensuring compliance with regulations. Collaborating with teams to perform data reconciliation and submit regulatory reports efficiently.
Responsibilities
- Perform regular reconciliation of swap data and ensure accuracy of reports
- Understand and apply relevant regulations for swap data reporting
- Investigate discrepancies and issues in data or reporting
- Submit required reports to the global trade repository within regulatory timelines (e.g., 15 minutes for messages, reconciliation every 30 days)
- Maintain procedural documentation and update as needed
Requirements
- Bachelor's degree, or equivalent work experience
- Three to five years of applicable experience
- Applicable professional certifications
- Intermediate understanding of the business line's operations, products/services, systems, and associated risks/controls
- Intermediate understanding of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
- Ability to build and manage a team of Business Risk professionals who have credibility and work directly with business line management, as appropriate
- Basic knowledge of Business Risk competencies
- Strong process facilitation and project management skills
- Effective presentation and relationship building skills
- Well-developed analytical skills
- Effective oral and written communication skills
- Possess business acumen and credibility to help business line(s) proactively identify and address changing workforce needs
- Proficient computer navigation skills, particularly word processing, spreadsheet, databases, and presentations
Benefits
- Healthcare (medical, dental, vision)
- Basic term and optional term life insurance
- Short-term and long-term disability
- Pregnancy disability and parental leave
- 401(k) and employer-funded retirement plan
- Paid vacation (from two to five weeks depending on salary grade and tenure)
- Up to 11 paid holiday opportunities
- Adoption assistance
- Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Sr. Regulatory Affairs Specialist supporting regulatory activities for Cochlear's implantable hearing technologies in Japan. Collaborating across functions to drive efficient product registrations and compliance.
VP Compliance role managing compliance oversight of FIS regulated entities globally. Leading compliance teams and regulatory engagement while supporting business objectives based in Ireland.
Associate Director responsible for overseeing GMP compliance audits in Global Quality Technical and Compliance Team at Animal Health sites. Focused on ensuring regulatory compliance and effective audit program management in the pharmaceutical industry.
Electric Compliance and Risk Consultant providing oversight of NERC Planning standards within Electric Engineering operations. Collaborating with various business units to ensure regulatory compliance and improve internal controls.
Expert Analyst enhancing compliance program for PG&E's electric operations. Providing guidance, tools, and testing for risk and compliance initiatives.
Expert Compliance & Risk Consultant collaborating with engineering and operations for NERC compliance oversight. Supporting mitigation plans and developing internal controls within utility regulatory framework.
Senior management role overseeing technology compliance and risk management initiatives across wealth technology in India. Collaborating with stakeholders, and ensuring robust controls and compliance measures are in place.
International Regulatory Affairs Senior Specialist advancing global market access by providing technical support to ensure compliance for medical devices. Focused on facilitating registrations, renewals, and quality approvals.
Staff Quality Engineer leading quality compliance and process improvements at PROCEPT BioRobotics. Ensuring regulatory compliance and enhancing quality metrics in surgical robotics.