Regulatory Affairs Manager managing drug approval processes for a successful pharmaceutical company. Responsible for documentation submission and lifecycle management in compliance with regulations.
IA
Hybrid Manager, Trade Conduct Compliance
Posted 2 months ago
About the role
- Manager, Trade Conduct Compliance ensuring rigorous compliance standards at iA Private Wealth. Leading a team to foster accountability and develop high-performing trade compliance operations.
Responsibilities
- Lead and oversee the Trade Conduct Compliance team (Compliance Officers, Analysts, Interns), ensuring high performance and accountability
- Develop, adjust, and implement departmental plans and priorities to address operational challenges and support evolving business objectives
- Foster a culture of accountability and continuous professional development through coaching and guidance
- Ensure compliance with industry regulations by proactively adapting strategies and processes
- Serve as a subject matter expert and registered supervisor for trading desks, including Forex, while identifying and mitigating risks in trading activities
Requirements
- 7 years of experience in the investment industry, preferably with a CIRO member firm
- Completed key industry certifications (CSC, IDSC, CPH, Futures Licensing, Derivatives Fundamentals, Commodity Supervisors Exam)
- Full working proficiency in French
- Known for strategic thinking and sound judgment in complex regulatory environments
- Strong analytical, problem-solving, and communication skills
- Deep understanding of trading processes and compliance frameworks
- Ability to develop high-performing teams
Benefits
- Flexible group insurance
- Competitive pension plan
- Stock purchase plan
- Vacation and wellness/personal development days
- Telemedicine
- Employee and family assistance program
- Ergonomic furniture program
- Performance bonus
- Discounts on iA products
- Healthy, safe, fair, and inclusive environment
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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