About the role

  • Lead and oversee the Trade Conduct Compliance team (Compliance Officers, Analysts, Interns), ensuring high performance and accountability
  • Develop, adjust, and implement departmental plans and priorities to address operational challenges and support evolving business objectives
  • Foster a culture of accountability and continuous professional development through coaching and guidance
  • Ensure compliance with industry regulations by proactively adapting strategies and processes
  • Serve as a subject matter expert and registered supervisor for trading desks, including Forex, while identifying and mitigating risks in trading activities

Requirements

  • 7 years of experience in the investment industry, preferably with a CIRO member firm
  • Completed key industry certifications (CSC, IDSC, CPH, Futures Licensing, Derivatives Fundamentals, Commodity Supervisors Exam)
  • Full working proficiency in French
  • Known for strategic thinking and sound judgment in complex regulatory environments
  • Strong analytical, problem-solving, and communication skills
  • Deep understanding of trading processes and compliance frameworks
  • Ability to develop high-performing teams

Benefits

  • Flexible group insurance
  • Competitive pension plan
  • Stock purchase plan
  • Vacation and wellness/personal development days
  • Telemedicine
  • Employee and family assistance program
  • Ergonomic furniture program
  • Performance bonus
  • Discounts on iA products
  • Healthy, safe, fair, and inclusive environment

Job title

Manager, Trade Conduct Compliance

Job type

Experience level

SeniorLead

Salary

Not specified

Degree requirement

Bachelor's Degree

Location requirements

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