Environmental Compliance Manager overseeing compliance programs for 40+ US facilities at CyrusOne. Responsible for air emissions, waste management, and ensuring regulatory compliance.
IA
Hybrid Manager, Trade Conduct Compliance
Posted 4 months ago
About the role
- Manager, Trade Conduct Compliance ensuring rigorous compliance standards at iA Private Wealth. Leading a team to foster accountability and develop high-performing trade compliance operations.
Responsibilities
- Lead and oversee the Trade Conduct Compliance team (Compliance Officers, Analysts, Interns), ensuring high performance and accountability
- Develop, adjust, and implement departmental plans and priorities to address operational challenges and support evolving business objectives
- Foster a culture of accountability and continuous professional development through coaching and guidance
- Ensure compliance with industry regulations by proactively adapting strategies and processes
- Serve as a subject matter expert and registered supervisor for trading desks, including Forex, while identifying and mitigating risks in trading activities
Requirements
- 7 years of experience in the investment industry, preferably with a CIRO member firm
- Completed key industry certifications (CSC, IDSC, CPH, Futures Licensing, Derivatives Fundamentals, Commodity Supervisors Exam)
- Full working proficiency in French
- Known for strategic thinking and sound judgment in complex regulatory environments
- Strong analytical, problem-solving, and communication skills
- Deep understanding of trading processes and compliance frameworks
- Ability to develop high-performing teams
Benefits
- Flexible group insurance
- Competitive pension plan
- Stock purchase plan
- Vacation and wellness/personal development days
- Telemedicine
- Employee and family assistance program
- Ergonomic furniture program
- Performance bonus
- Discounts on iA products
- Healthy, safe, fair, and inclusive environment
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Compliance & Operational Risk Specialist responsible for mitigating legal, compliance, and reputational risks at Bank of America. Managing Material Non - Public Information and supporting various business functions.
Compliance Officer handling client complaints, regulatory inquiries, and internal matters at financial services firm. Leading investigations and ensuring compliance with CIRO rules and policies.
Manager in Individual Insurance Canada to oversee business risk and regulatory change operations. Responsible for compliance integration and project management with cross - functional teams.
Global Regulatory Compliance Intern assisting with documentation for country registration and tracking international market entry processes. Engaging in regulatory compliance tasks with a focus on various global standards and practices.
Compliance Assistant Manager at Western Alliance Bank handling regulatory compliance oversight and guidance. Leading compliance assessments, collaborating with stakeholders, and supporting compliance programs.
Independent contractor analyzing whistleblower reports and compliance matters in the energy sector. Relieving operational workload for General Counsel in sensitive investigations.
Compliance Manager ensuring AML, CTF, and regulatory compliance at YouTrip’s fintech operations. Collaborating with stakeholders while managing compliance frameworks and policies for high growth.
Regulatory Lead managing data requests and shaping regulatory strategy for VodafoneThree. Collaborating across teams to ensure accurate and compelling regulatory responses and representation.
Detail - oriented professional supporting SOX compliance and access governance across the Vodafone Cloud & Infrastructure landscape. Partnering with stakeholders to ensure robust governance and smooth audit cycles.