Lead Auditor for the San Francisco Federal Reserve Bank conducting internal audits for large scale operations. Supervising audit team members and ensuring effectiveness of controls and compliance.
Responsibilities
Supervise and review moderate to moderately high-risk audit work performed by audit team members in accordance with established internal and external policies and audit standards
With guidance, evaluate audit team members’ performance after each assignment
With limited supervision, guide the work of auditors to ensure quality expectations
Define appropriate risk-based audit scope and objectives for District focused audits, establish and commit to assignment time frames and budgets, develop new or revise existing audit programs
Execute the approved audit program in accordance with established policies and standards under general supervision with a greater degree of independence
Identify, assess, and challenge the impact of audit exceptions, make appropriate recommendations and present clear and convincing explanations of the issues with audit management and operating personnel
Prepare written audit reports, requiring reasonable edits from internal reviews to business management at the conclusion of audit reviews
Appraise the adequacy of corrective action taken to address previously reported audit findings or findings identified by other assurance providers.
Review follow-up work performed by other auditors
Obtain and maintain a detailed knowledge base and awareness of activities in moderate to moderately high-risk areas of assigned liaison coverage, review and analyze pertinent data, and learn how to assess the impact of changes
Develop or maintain audit programs and perform risk assessments for assigned areas of liaison coverage
Requirements
Knowledge and experience normally acquired through a Bachelor's degree
Certified Internal Auditor (CIA) or Certified Information Systems Auditor (CISA) required within 24 months of placement in role
Five or more years of experience as an internal auditor, preferably in an audit project lead capacity (i.e., Auditor-in-Charge, Lead Auditor)
Proficient audit specific communication skills including strong targeted verbal and writing skills in team-internal and audit stakeholder related interactions
Ability to resolve conflicts in more challenging or complex situations
Strong understanding of general audit applications, ability to perform more complex data analytics, and good knowledge of general IT controls
Proficient knowledge of Microsoft Office
Sound knowledge of risk management, compliance, and data related frameworks
Proficient understanding of concepts of risk and control and ability to challenge others judgment when assessing these
Good understanding of root cause analysis and leading related discussions
Proficient in assessing and distinguishing between control design, operational effectiveness, and outcome
Full understanding of the Institute of Internal Auditor's International Professional Practices Framework (IPPF); and the Committee on Sponsoring Organizations (COSO) internal control and Enterprise Risk Management (ERM) risk assessment frameworks
Strong presentation, facilitation, and project management skills
Ability to travel approximately 15% of the time
Must be a US Citizen or Green Card holder with the intent to become a US Citizen.
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