Regulatory Policy Specialist developing regulatory case filings and strategies supporting company goals at Xcel Energy. Collaborating with stakeholders and senior management to ensure compliance and effective communication.
About the role
- IT Risk and Compliance Inspection Lead at Vanguard responsible for developing compliance oversight for IT, AI, and Cybersecurity risks. Conducting inspections and assessments while advising the business on compliance-related issues.
Responsibilities
- Establishes the methodology, implementation, execution, and maintenance of the inspection approach for IT and AI related compliance risks as documented within compliance policies and procedures.
- Supports the development of new compliance oversight approaches and methodology.
- Completes routine monitoring and testing.
- Leads investigations of alleged violations of Vanguard's ethical standards and noncompliance with applicable laws, regulations and corporate policy issues.
- Serves as a partner to the business, and interfaces regularly with business area stakeholders and internal risk, audit, and compliance partners.
- Identifies, socializes and prepares written inspection and assessment reports and provides recommendations for corrective action.
- Provides guidance to mitigate compliance risks and control gaps.
- Recommends corrective action plans for resolution of problematic issues.
- Recommends practices to reduce potential for violations and noncompliance.
- Manages operational efficiency. Sets measurable goals leveraging internal and external resources accordingly.
- Reports on the results of compliance and ethics initiatives of the business.
- Follows approved monitoring and testing procedures to execute book of work, on time, and with quality.
- Provides routine peer coaching, cross training technical acumen and industry expertise
- Builds strong working relationships, establishing rapport, trust and respect in a fast paced quickly evolving business space.
Requirements
- Minimum of eight years related work experience.
- Undergraduate degree or equivalent combination of training and experience.
- Deep knowledge of NIST and other Technology Related regulatory requirements and industry standards
- Experience developing, testing or providing 2nd line oversight for AI Governance Standards and Implementation as it pertains to Compliance Risk
- Experience with Cybersecurity, Privacy, and Information Security regulatory risk topics
Benefits
- Health insurance
- 401(k) matching
- Paid time off
- Flexible working arrangements
- Professional development opportunities
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Tech skills
Location requirements
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