Compliance Manager reviewing broker - dealer and registered investment adviser communications for regulatory compliance. Working collaboratively with diverse business partners in a hybrid work environment.
About the role
- Head of US Regulatory Reporting at CIBC ensuring compliance with US regulatory requirements. Managing a regulatory reporting team and liaising with regulatory agencies.
Responsibilities
- Overseeing and managing all aspects of regulatory reporting for the bank’s US operations
- Leading a team and collaborating with cross-functional departments
- Serving as a key liaison with regulators and internal stakeholders
- Preparing, reviewing, and submitting all required US regulatory reports
- Ensuring accuracy, completeness, and timeliness of all regulatory filings
- Interpreting new and evolving regulatory requirements and assessing their impact on reporting processes
- Managing, mentoring, and developing a high-performing regulatory reporting team
- Monitoring regulatory developments and proactively addressing potential compliance gaps
Requirements
- Bachelor’s degree in Accounting, Finance, Business, or related field (Master’s or CPA preferred)
- At least 10+ years of experience in regulatory reporting within banking or financial services
- At least 5 years in a leadership role
- Deep knowledge of US banking regulations and regulatory reporting requirements
- Exceptional analytical, project management, and communication skills
- Experience with regulatory reporting systems and data management tools
- Proven ability to interact effectively with regulators and senior management
Benefits
- Medical
- Dental
- Vision
- Health Savings Account
- Life Insurance
- Disability
- Other Insurance Plans
- Paid Time Off (including Sick Leave, Parental Leave and Vacation)
- Holidays
- 401(k)
- Special perks
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