Senior Gas Pipeline Compliance Analyst maintaining safe, reliable natural gas operations at Enbridge. Analyzing regulations and partnering with teams for federal and state compliance.
About the role
- Head of Compliance leading Compliance Department at fintech company specializing in digital assets. Overseeing compliance operations, regulatory requirements, and managing a team of Compliance Officers.
Responsibilities
- Lead and manage the Compliance Department and a team of Compliance Officers
- Oversee compliance and GRC matters of the business in day-to-day operations
- Define and manage the Company's GRC management system
- Draft and review policies and procedures in the compliance area
- Provide periodic compliance reports to the Board and Management
- Provide training on compliance matters
- Ensure compliance with all relevant legal and regulatory requirements
- Provide advice on AML/CTF and other compliance-related aspects
- Execute compliance-related GRC assessments, checks, and controls
- Responsible for tax reporting, onboarding, KYC, and transaction monitoring
- Prepare suspicious activity reports and act as MLRO Officer
- Cooperate with internal and external auditors and with the FMA
Requirements
- Masters of Law, Business Law, or equivalent from a reputable Swiss/Liechtenstein or EU university
- At least 10 years of professional experience in Compliance within a bank in Liechtenstein, Switzerland, Germany, or Austria, preferably with exposure to crypto services
- Experienced in standard GRC, AML/KYC, and crypto forensic tools
- Experience in a fintech environment with touchpoints in digital assets, blockchain, and cryptocurrencies
- Profound knowledge and experience in the Liechtenstein/Swiss regulatory framework for financial services and exposure to FMA/FINMA
- Advanced proficiency in Microsoft Office tools (Outlook, Word, PowerPoint, Excel)
- Fluent in German and English, both written and spoken; additional languages are a plus
Benefits
- A responsible, trustworthy, and senior role having significant influence over financial practices and policies
- Short decision-making processes with opportunities to contribute in a fast-paced setting
- Collaborative, professional, and growth-oriented culture
- Competitive compensation and professional development opportunities
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Regulatory Analyst managing compliance obligations associated with regulatory requirements at Tallgrass, an energy infrastructure company. Involved in preparation, analysis, and administration in relevant areas.
Trainee supporting product compliance and legal regulation at ZF, engaging in training activities and various legal assistance tasks. Collaborating with experts on compliance projects.
Working Student supporting the VATrules Team with data management and documentation processes. Engaging in VAT compliance and improving data structures in a hybrid work environment.
VAT Compliance Specialist managing VAT - relevant data and ensuring compliance in an international team. Collaborating with various departments to maintain data quality and support documentation processes.
Specialist II in Regulatory Affairs preparing and maintaining global submissions for conducting clinical investigations. Collaborating with engineering and regulatory teams to ensure compliance with worldwide regulations.
Senior Lead Expert Regulatory managing bank regulatory communication and requirements at leading German bank LBBW. Overseeing compliance, analysis, and decision - making within financial regulatory frameworks.
Regulatory Affairs Manager overseeing compliance of food products and processes. Collaborating with teams to drive regulatory strategies and maintain product quality standards at Bel.
Chief Compliance Officer establishing risk management and compliance frameworks for Sezzle Bank ILC. Managing regulatory compliance and risk in financial services with a focus on BSA/AML and OFAC.
Regional Sustainability Compliance Manager leading product compliance activities across the Americas for ACT Group. Ensuring renewable energy products meet regulatory and sustainability certification requirements.