Compliance Manager reviewing broker - dealer and registered investment adviser communications for regulatory compliance. Working collaboratively with diverse business partners in a hybrid work environment.
About the role
- GRC Analyst managing inbound requests and vendor security reviews at Smarsh. Supporting compliance activities and maintaining GRC documentation across global teams.
Responsibilities
- Monitor and manage the GRC team’s shared queue, triaging inbound requests from internal stakeholders and customers.
- Prioritize and assign tasks related to audits, DDQs, risk assessments, and vendor reviews.
- Conduct initial vendor security assessments using Smarsh templates and questionnaires.
- Assist in responding to client security questionnaires and due-diligence requests.
- Maintain GRC repositories and ensure evidence is correctly filed and version-controlled.
Requirements
- 2+ years’ experience in information security, compliance, or IT risk.
- Familiarity with frameworks such as ISO 27001, SOC 2, NIST CSF.
- Experience with vendor risk or client assurance activities.
- Strong process skills with the ability to follow and improve workflows.
- Excellent written communication and attention to detail.
- Comfortable working with distributed global teams.
Benefits
- Competitive salary
- Opportunities for professional growth
- Collaborative work culture
- Global organization valuing diversity
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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