Senior Compliance Officer for Nuvei overseeing compliance and AML/CTF frameworks in Hong Kong. Reporting to senior management and collaborating with global compliance leadership.
About the role
- ERISA Compliance Specialist providing governance and compliance services to qualified plan sponsors. Developing solutions, preparing reports, and advising clients on ERISA compliance in a client-facing role.
Responsibilities
- The ERISA Compliance Specialist works with various team members to provide comprehensive governance to qualified plan sponsors.
- Utilize expertise to develop and deliver qualified plan and governance analytics.
- Author custom reports and present findings to clients.
- Advise clients on compliance, plan design, and administration.
- Prepare client reports, manage projects, and provide ongoing support for corporate qualified plans.
- Stay current with changes in ERISA and related legislation, and ensure fiduciary best practices.
- Continuously monitor and interpret changes in ERISA legislation.
Requirements
- Bachelor’s degree in accounting, math, business, or related field.
- 3+ years of ERISA and defined contribution qualified plan experience with emphasis on 401(k) plan administration, compliance, consulting, or legal issues.
- Computer proficiency, particularly working knowledge of Word, MS-Excel, and Power Point.
- Experience with various major 401(k) recordkeeping service front provider organizations.
- Licenses (FINRA Series 6 or 7, 66)
- QKA designation
- Project and time management skills required
- Attention to detail, accuracy, analysis, and self-revision required
Benefits
- Reasonable accommodations may be made to enable individuals with disabilities to perform these essential functions.
- Health insurance
- 401(k) matching
- Flexible work hours
- Paid time off
- Remote work options
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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