About the role

  • Oversee and ensure accurate preparation of necessary paperwork to implement recommendations
  • Process and track all new accounts
  • Coordinate execution of trades for brokerage and advisory accounts
  • Monitor trades and verify funds
  • Implement initial and subsequent asset allocation trades
  • Participate in client meetings for financial or investment plan implementation when appropriate
  • Track potential rollover opportunities
  • Construct investment proposals with the Director of Investments for client meetings
  • Prepare client review materials and assist with investment audits for review meetings
  • Run performance reports in Envestnet, Morningstar, NMCIR, NetX360, etc.
  • Provide high-quality client service and a concierge client experience
  • Optimize growth in both risk management and advisory wealth management businesses
  • Ensure NMIS and NMWMC compliance requirements are implemented and followed
  • Handle all incoming client service requests regarding client plans and accounts

Requirements

  • Minimum of 3 years of investment or financial services experience
  • Series 7 required
  • Securities 63 or 66 and Life & Health Insurance licenses
  • Strong knowledge of Envestnet and Morningstar platforms

Benefits

  • Hybrid schedule of 3-4 in-office days per week
  • Personalized financial planning
  • Investment advisory solutions
  • Holistic risk management

Job title

Director of Investment Operations

Job type

Experience level

Lead

Salary

Not specified

Degree requirement

Bachelor's Degree

Location requirements

Report this job

See something inaccurate? Let us know and we'll update the listing.

Report job