About the role

  • Support regulatory change management, policy governance, and issue and breach oversight across SS&C’s operations
  • Review and interpret regulatory proformas from Line 2 Compliance
  • Conduct gap analyses against internal policies and procedures
  • Coordinate actions required to implement regulatory changes
  • Represent Operational Excellence in monthly Regulatory Change meetings
  • Prepare and contribute to quarterly client Regulatory Change meetings and presentations
  • Propose updates to procedures in response to regulatory change
  • Lead annual reviews of internal policies to ensure currency and compliance
  • Maintain a central register of policy reviews and updates
  • Collaborate with SS&C Policy Owners to ensure content reflects current legislation
  • Update policies in response to regulatory change and internal assessments
  • Conduct compliance reviews of incidents, breaches, and complaints for classification and regulatory alignment
  • Respond to compliance queries for accurate interpretation and consistent application of obligations
  • Support drafting regulatory correspondence
  • Review SS&Cs' control environment to ensure compliance with obligations to clients

Requirements

  • 3+ years’ experience in compliance, regulatory, or risk management within financial services
  • Strong knowledge of ASIC regulatory frameworks, including the Reportable Situations Regime
  • Proven ability to interpret regulatory guidance and translate it into operational requirements
  • Experience managing breaches, incidents, and complaints with timely resolution and reporting
  • Excellent written and verbal communication skills for regulatory correspondence
  • High attention to detail, with focus on documentation quality, audit readiness, and compliance
  • Strong analytical and problem-solving skills, including gap analysis and policy reviews
  • Collaborative, able to work effectively across risk, legal, and operational teams
  • Familiarity with compliance tools (Protecht, GRC systems) and knowledge of superannuation/wealth management is advantageous

Benefits

  • Flexibility : Hybrid Work Model
  • Income Protection Insurance
  • Flexible Time Off
  • Private Health Insurance discount
  • Primary & Secondary Paid Parental leave
  • Death & TPD Insurance
  • Discounts on fitness clubs
  • Discounts on travel and more!

Job title

Compliance Officer

Job type

Experience level

Mid levelSenior

Salary

Not specified

Degree requirement

Bachelor's Degree

Location requirements

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