Regulatory Specialist managing site activation and compliance for clinical trials at IQVIA. Responsible for regulatory documents and project timelines ensuring adherence to operational procedures.
About the role
- Compliance Officer at SS&C ensuring regulatory adherence and managing policy changes in financial services. Collaborating with internal stakeholders to maintain a robust compliance framework.
Responsibilities
- Support regulatory change management, policy governance, and issue and breach oversight across SS&C’s operations
- Review and interpret regulatory proformas from Line 2 Compliance
- Conduct gap analyses against internal policies and procedures
- Coordinate actions required to implement regulatory changes
- Represent Operational Excellence in monthly Regulatory Change meetings
- Prepare and contribute to quarterly client Regulatory Change meetings and presentations
- Propose updates to procedures in response to regulatory change
- Lead annual reviews of internal policies to ensure currency and compliance
- Maintain a central register of policy reviews and updates
- Collaborate with SS&C Policy Owners to ensure content reflects current legislation
- Update policies in response to regulatory change and internal assessments
- Conduct compliance reviews of incidents, breaches, and complaints for classification and regulatory alignment
- Respond to compliance queries for accurate interpretation and consistent application of obligations
- Support drafting regulatory correspondence
- Review SS&Cs' control environment to ensure compliance with obligations to clients
Requirements
- 3+ years’ experience in compliance, regulatory, or risk management within financial services
- Strong knowledge of ASIC regulatory frameworks, including the Reportable Situations Regime
- Proven ability to interpret regulatory guidance and translate it into operational requirements
- Experience managing breaches, incidents, and complaints with timely resolution and reporting
- Excellent written and verbal communication skills for regulatory correspondence
- High attention to detail, with focus on documentation quality, audit readiness, and compliance
- Strong analytical and problem-solving skills, including gap analysis and policy reviews
- Collaborative, able to work effectively across risk, legal, and operational teams
- Familiarity with compliance tools (Protecht, GRC systems) and knowledge of superannuation/wealth management is advantageous
Benefits
- Flexibility : Hybrid Work Model
- Income Protection Insurance
- Flexible Time Off
- Private Health Insurance discount
- Primary & Secondary Paid Parental leave
- Death & TPD Insurance
- Discounts on fitness clubs
- Discounts on travel and more!
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Trade Compliance Analyst supporting North American Trade Compliance while ensuring adherence to international trade regulations. Evaluating USMCA qualifications and collaborating with cross - functional teams.
Senior Manager executing compliance tests and supporting risk - based programs in investment management at T. Rowe Price. Collaborating with compliance and legal teams to mitigate risks and ensure regulatory adherence.
Compliance Monitoring Analyst ensuring global regulatory compliance at a leading trading platform. Monitoring and evaluating systems and controls within the compliance team.
Auditor leading complex operational audit engagements to evaluate internal controls and compliance. Joining Protective Life's Operational Compliance Internal Audit team to support operational excellence.
Governance, Risk & Compliance Specialist managing security compliance for Skroutz while operationalizing key regulatory and legal requirements. Collaborating across teams to ensure ongoing compliance.
GRC Technology Consultant involved in technology - enabled risk transformation projects in adaptive environments. Acting as a bridge between business and risk management teams for effective integrations and compliance.
Compliance Operations Executive at Zen Educate ensuring candidates meet compliance requirements to work with schools. Collaborating with teams to expedite candidate onboarding and maintaining documentation standards.
Regulatory Reporting Expert responsible for EU reporting and collaboration with regulatory authorities at international bank in Zürich. Involvement in process optimization and regulatory changes.
Analyst ensuring compliance with information security policies at CRH Talento in IT. Responsible for monitoring controls and compliance with regulations in the information security sector.