Associate Director Clinical Compliance ensuring CD operates according to quality standards and health regulations. Collaborating on audits, training, and continuous quality improvement efforts.
About the role
- Compliance Monitoring Analyst ensuring global regulatory compliance at a leading trading platform. Monitoring and evaluating systems and controls within the compliance team.
Responsibilities
- Conducting second line compliance Assurance and Monitoring reviews to ensure that the firm is compliant with all applicable regulations, policies, and procedures.
- Assisting in the development and implementation of compliance policies and procedures.
- Conducting investigations and reviews of compliance issues, and making recommendations for corrective action.
- Provide support in creating reports that detail findings to update management.
- Maintaining accurate records and files of all Compliance Assurance and Monitoring work.
- Both lead compliance projects and thematic reviews and support the existing team with co-ordinating ongoing assignments.
Requirements
- 2-5 years of experience within the financial services industry ideally in second line compliance testing and/or monitoring functions.
- Knowledge of the global regulatory framework, particularly in relation to UK, European and CySEC regulations.
- Excellent analytical skills and attention to detail.
- Strong written and verbal communication skills.
- Ability to work independently and as part of a team.
- Strong organisational and time management skills.
- A Bachelor's degree in a relevant field such as law, finance, business or accounting, is preferred but not essential.
Benefits
- Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
- Work-Life Harmony: Join a company that genuinely cares about you -because your life outside of work matters just as much as your time on the clock.
- Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
- Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
- Comprehensive Health Benefits: We’ve got your back with a medical insurance plan. Plus, location-specific benefits and perks!
- Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
- Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.
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