Hybrid Compliance Associate

Posted 2 weeks ago

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About the role

  • Support with embedding a robust compliance framework that meets our organisational needs.
  • Support in maintaining governance and oversight arrangements.
  • Support the implementation of new compliance controls or requirements, and enhancements to existing controls.
  • Contribute to the compliance risk assessment processes to identify, evaluate, and mitigate regulatory risks effectively.
  • Review and update compliance policies and procedures to ensure they remain current and effective.
  • Support the timely remediation of audit findings, regulatory feedback, or internally identified issues, ensuring closure and documentation in accordance with local standards.
  • Support with management of regulatory engagement, ensuring timely and accurate responses to inquiries.
  • Drive regulatory reporting framework.
  • Drive small adhoc targeted projects focusing on elements of the UK compliance program.
  • From time to time, provide assistance to the Compliance Department by completing other activities over and above those listed in the duties listing, appropriate to your skills and experience.

Requirements

  • 3+ years prior experience in Compliance or risk management roles.
  • A good understanding of UK regulatory requirements e.g. MiFID requirements, SMCR, Fin Prom, DISP, Consumer Duty and those relating to e-money firms.
  • Capacity to meet deadlines while maintaining quality standards and ensuring effective time management.
  • Ability to thrive in fast-paced remote environment.
  • Keen interest in digital assets.
  • Team player, willing to tackle tasks large or small.
  • Organised and detail-oriented.
  • Strong in collaboration and liaising with stakeholders to move processes forward.

Benefits

  • bonus eligibility
  • equity eligibility
  • medical
  • dental
  • vision

Job title

Compliance Associate

Job type

Experience level

JuniorMid level

Salary

£55,620 - £61,800 per year

Degree requirement

Bachelor's Degree

Location requirements

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