Consultant/Project Manager for Technical GMP Compliance providing expertise to pharma and biotech industries. Involves mentoring and project management for compliance solutions in Switzerland.
About the role
- Compliance Analyst supporting U.S. Bank's compliance program for OCIO services. Involves compliance administration and collaboration with internal stakeholders while ensuring regulatory adherence.
Responsibilities
- Support USBAM’s Compliance Program under SEC Rule 206(4)-7 and Investment Company Act of 1940
- Assist in the administration of compliance responsibilities related to the outsourced chief investment officer business
- Serve as a liaison between the Compliance team and the Corporate Code of Ethics team
- Proactively identify potential compliance issues
- Contribute ideas and initiatives to enhance operational effectiveness within the Compliance Program
- Prepare monthly and semi-annual reports
Requirements
- Bachelor's degree, or equivalent work experience
- Typically more than six years of applicable experience
- Working knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940
- Familiarity with institutional client standards and separately managed accounts
- Ability to quickly understand business operations, products/services, systems, and associated risks and controls
- Strong written, verbal, and presentation skills
- Effective relationship-building and collaboration abilities
- Proficient in Microsoft Office Suite (Word, Excel, PowerPoint, Outlook, Copilot)
- Comfortable navigating databases, spreadsheets, and presentation tools
- Openness to leveraging artificial intelligence tools for compliance-related tasks
Benefits
- Healthcare (medical, dental, vision)
- Basic term and optional term life insurance
- Short-term and long-term disability
- Pregnancy disability and parental leave
- 401(k) and employer-funded retirement plan
- Paid vacation (from two to five weeks depending on salary grade and tenure)
- Up to 11 paid holiday opportunities
- Adoption assistance
- Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Risk Management Consultant at Beneva focusing on governance, compliance and risk management in IT. Collaborating directly with teams to enhance practices and support stakeholders.
Privacy & Compliance Consultant role at TechSeed focusing on digital compliance and cybersecurity solutions with a strong emphasis on regulatory requirements.
Associate Director overseeing compliance and risk management at Clinica Sierra Vista. Leading strategic initiatives for regulatory compliance and risk reduction in healthcare deliveries.
Payments & Fraud Regulations Analyst coordinating between Payments, Fraud Operations, and Regulatory Compliance. Focus on monitoring payment activity, analyzing escalations, and internal reporting.
Senior Compliance Officer monitoring and analyzing adherence to federal and state compliance regulations. Leading efforts to ensure compliance with Collections laws within Navy Federal Credit Union operations.
Compliance Analyst at The Bancorp overseeing compliance with regulatory laws and providing advisory services to business lines and functions. Conducting reviews and assessments according to compliance management standards.
Seek a Jurist / Volljurist for Datenschutz and Compliance at DLG e.V. providing legal support and consultancy with a focus on data protection and corporate law.
Compliance Analyst at Broadridge supporting risk and control for Investor Communication Solutions. Managing audits, investigations, and internal controls in a hybrid work setting.
Electrical Regulatory Manager leading regulatory strategy for new electrical projects at P&G. Collaborating with international teams to ensure compliance and influence regulatory landscapes.