Intern assisting in packaging development for major food industry company. Contributing to compliance analysis and audits while collaborating with engineering teams.
About the role
- Support USBAM’s Compliance Program under SEC Rule 206(4)-7 and Investment Company Act of 1940
- Assist in the administration of compliance responsibilities related to the outsourced chief investment officer business
- Serve as a liaison between the Compliance team and the Corporate Code of Ethics team
- Proactively identify potential compliance issues
- Contribute ideas and initiatives to enhance operational effectiveness within the Compliance Program
- Prepare monthly and semi-annual reports
Requirements
- Bachelor's degree, or equivalent work experience
- Typically more than six years of applicable experience
- Working knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940
- Familiarity with institutional client standards and separately managed accounts
- Ability to quickly understand business operations, products/services, systems, and associated risks and controls
- Strong written, verbal, and presentation skills
- Effective relationship-building and collaboration abilities
- Proficient in Microsoft Office Suite (Word, Excel, PowerPoint, Outlook, Copilot)
- Comfortable navigating databases, spreadsheets, and presentation tools
- Openness to leveraging artificial intelligence tools for compliance-related tasks
Benefits
- Healthcare (medical, dental, vision)
- Basic term and optional term life insurance
- Short-term and long-term disability
- Pregnancy disability and parental leave
- 401(k) and employer-funded retirement plan
- Paid vacation (from two to five weeks depending on salary grade and tenure)
- Up to 11 paid holiday opportunities
- Adoption assistance
- Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
Job title
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Degree requirement
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