Hybrid Audit Manager – Wealth Management

at RBC

• Job title: Audit Manager – Wealth Management
• Job type: Full Time
• Experience level: Mid level, Senior
• Salary: Not specified
• Degree requirement: Bachelor's Degree
• Location requirements: Hybrid, Toronto, Canada

About the role

• Audit Manager leading a team of auditors in risk assessment and audit program development for City National Bank. Supporting internal audits across various banking operations and ensuring compliance with regulations.

Responsibilities

• Plans, executes and evaluates audit test plans for projects of medium to high complexity with a risk-based audit approach
• Assesses risks and controls, designs comprehensive audit programs, executes audit procedures, supervises and reviews the work of others
• Analyzes and synthesizes results of testing performed, effectively communicates results to senior management to affect change
• Delivers well written audit reports and other forms of communication
• Manages staff assigned to engagements, and collaborates with other audit groups to effectively plan, integrate and execute audits
• Understands operational and wealth management specific risks in order to identify and assess key control activities in business processes
• Assesses information security and privacy policies and procedures to identify weaknesses within the business process or activity being audited
• Leads and executes continuous monitoring activities periodically for the area assigned
• Gathers and evaluates information received from business units and other external/regulatory sources

Requirements

• Bachelor's Degree or equivalent
• Minimum 2-5 years of audit or related experience in banking operations, compliance, and/or risk management activities
• Minimum 2 years of experience conducting internal audits within financial institutions and supervising staff
• CPA - Certified Public Accountant Or CIA - Certified Internal Auditor Or CFIRS – Certified Fiduciary and Investment Risk Specialist Or CFA - Charter Financial Analyst Or CAMS - Certified Anti-Money Laundering Specialist
• Adaptability, Auditing, Commercial Acumen, Communication, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented

Benefits

• Inclusion and Equal Opportunity Employment
• Professional development opportunities