compliance

We are on a mission to make the world of finance more accessible, engaging and useful.

With an intense focus on simplicity, ease of use, speed and power – we aim to develop the best trading service on the market. We are a fintech company with deep expertise in trading, markets, blockchain, technology, customer centricity and financial regulation.

We currently live across Europe and beyond in 23 languages. We provide great customer service to accompany our smart news feed, intelligent financial content, a broad range of education, and a wide range of markets for our clients to trade. Capital Com (UK) Limited is authorised and regulated by the Financial Conduct Authority (FRN 793714). Capital Com SV Investments Limited is authorised and regulated by the Cyprus Securities and Exchange Commission (Licence No. 319/17). Capital Com Australia Limited is registered in Australia and regulated by the Australian Securities and Investments Commission (ASIC). AFSL 513393.

Experienced, talented and knowledgeable, our Capital.com team works to innovate in the world of finance and customer-centricity. We do the hard work to make complicated subjects easier to understand and complex tasks effortless to achieve.

We are always looking for like-minded people and are ready to seize the opportunity to cooperate with leaders in the financial ecosystem – Universities, Technology Partners, Innovators, Regulators, or Complementary Businesses.

Join our team: https://capital.com/careers

Capital.com

• Conducting second line compliance Assurance and Monitoring reviews to ensure that the firm is compliant with all applicable regulations, policies, and procedures.
• Assisting in the development and implementation of compliance policies and procedures.
• Conducting investigations and reviews of compliance issues, and making recommendations for corrective action.
• Provide support in creating reports that detail findings to update management.
• Maintaining accurate records and files of all Compliance Assurance and Monitoring work.
• Both lead compliance projects and thematic reviews and support the existing team with co-ordinating ongoing assignments.

Compliance Monitoring Officer

Compliance Monitoring Analyst ensuring global regulatory compliance at a leading trading platform. Monitoring and evaluating systems and controls within the compliance team.

Tabby is a payment solutions company that allows shoppers to split their purchases into four interest-free monthly payments, making shopping more accessible and convenient. Tabby provides an app that helps users discover and track the best products, brands, and deals. The service is available for a wide range of categories, including fashion, beauty, electronics, and more, and integrates with VISA for broad acceptance. Additionally, Tabby offers business solutions to increase sales by removing price barriers and supports shoppers through its Tabby Care service, which facilitates easy returns and payment holds in case of purchase issues.

Tabby creates financial freedom in the way people shop, earn and save by reshaping their relationship with money. +10 million users choose Tabby to stay in control of their spending and make the most out of their money.Over 30,000 global brands and small businesses, including SHEIN, Amazon, Adidas, IKEA, H&M, Samsung and noon use Tabby’s technology to accelerate growth and gain loyal customers by offering flexible payments online and in stores. Tabby is active in Saudi Arabia, UAE and Kuwait, and is valued at $660 million in its latest round of funding from Sequoia Capital India, STV, PayPal Ventures, Mubadala Investment Capital, Arbor Ventures, and Endeavor Catalyst.

Tabby

• Support the implementation and ongoing maintenance of the regulatory compliance framework in line with CBUAE requirements applicable to B2B and B2C lending.
• Monitor compliance with relevant CBUAE regulations and standards, including but not limited to: Finance Companies Regulation, Consumer Protection Regulation and Consumer Protection Standards, SME Market Conduct Standards, Credit Risk Management Regulation and Standards, Fitness and Propriety Regulation and Standards, Outsourcing Regulation, Other applicable CBUAE circulars, notices, and supervisory guidance.
• Assist in interpreting regulatory requirements and translating them into practical policies, procedures, systems, and controls.
• Support responses to regulatory queries, supervisory reviews, and inspections.
• Support the conduct of compliance and regulatory risk assessments, including periodic and thematic assessments.
• Assist in identifying compliance risks, control gaps, and areas for improvement, and support the tracking of remediation actions.
• Contribute to the development, implementation, and enhancement of the organisation’s systems and control framework, ensuring alignment with regulatory expectations and business risk appetite.
• Perform compliance monitoring reviews across products, processes, and business units.
• Document findings clearly, assess regulatory impact, and support the development and follow-up of corrective action plans.
• Maintain compliance monitoring logs, evidence repositories, and audit-ready documentation.
• Support the preparation, coordination, and submission of regulatory reports to the CBUAE and other relevant authorities, in line with prescribed timelines and requirements.
• Assist in ensuring the accuracy, completeness, and consistency of regulatory data submitted.
• Maintain regulatory reporting calendars, trackers, and supporting documentation.
• Provide compliance input into new product approvals, product enhancements, and material business changes.
• Review product structures, customer journeys, disclosures, and contractual documentation for regulatory and consumer protection compliance.
• Support governance and approval committees by preparing compliance assessments and opinions.
• Support compliance due diligence for vendor onboarding, including outsourced and third-party service providers.
• Review outsourcing arrangements for compliance with the CBUAE Outsourcing Regulation, including contractual requirements and oversight controls.
• Assist in maintaining outsourcing registers and supporting periodic reviews of outsourced activities.
• Support the drafting, review, and periodic update of compliance policies, procedures, and manuals.
• Assist in embedding regulatory requirements into operational processes and internal controls.
• Support compliance reporting to senior management and Board or committee forums.
• Conduct regulatory horizon scanning to identify upcoming or emerging regulatory developments.
• Support regulatory impact assessments and implementation planning for new or amended regulations.
• Maintain regulatory trackers and contribute to internal communications on regulatory change.
• Support the development and delivery of regulatory compliance training and awareness initiatives.
• Promote a strong culture of regulatory compliance, consumer protection, and ethical conduct across the organisation.

Senior Compliance Officer

Senior Compliance Officer ensuring compliance with UAE Central Bank regulations in B2B and B2C lending. Supporting risk assessments and regulatory reporting while promoting a strong culture of regulatory compliance.

Waystone is a leading provider of specialized services to the global asset management industry, particularly focusing on fund management and administrative solutions. They offer a comprehensive range of services, including risk management, regulatory compliance, and investment servicing tailored to meet complex client needs. Waystone operates as an authorized corporate director and provides ESG solutions, ensuring that their clients can navigate the evolving regulatory landscape effectively.

Waystone is a leading global provider of institutional governance, administration, risk and compliance services to the asset management industry. Partnering with institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide. With over 20 years’ experience and a comprehensive range of specialist services to its name, Waystone provides its clients with the guidance and tools to allow them to focus on managing their investment goals with confidence.

Waystone

• Providing day to day support to clients and colleagues in executing compliance, and AML deliverables.
• Undertaking the role of Compliance Officer/MLRO and possibly Risk Officer.
• Develop, initiate, maintain, and revise policies and procedures to ensure compliance with various regulatory requirements.
• Drafting and/or executing a compliance monitoring and testing program and performing deskbased reviews to ensure compliance with regulatory and internal procedures.
• Assisting in promoting the firm at various industry and promotional events or producing certain publications.
• Keeping abreast of relevant laws and regulations.
• Responsible for maintaining, keeping up-to-date, and accurate client files.

Senior Associate – Compliance Solutions

Senior Associate supporting compliance solutions for institutional clients in asset management. Delivering regulatory compliance and risk management expertise within a hybrid work environment.

dLocal is a payment solutions platform that connects global merchants with consumers in emerging markets. The company offers a variety of services including payins, payouts, and real-time fraud management to enhance payment processes for businesses. As a Nasdaq-listed company, dLocal supports transactions in over 40 countries, enabling local payment methods and currencies for billions of emerging market consumers. dLocal’s platform simplifies cross-border payments, providing a comprehensive solution for eCommerce, shared economy, digital media, financial services, and more, with an emphasis on high-growth markets such as Africa, Asia, and Latin America.

dLocal powers local payments in emerging markets connecting global enterprise merchants with billions of emerging market consumers across APAC, Latin America, and Africa. Global companies can receive payments, send pay-outs and settle funds globally without the need to manage separate pay-in and payout processors, set up numerous local entities, and integrate multiple acquirers and payment methods in each market. Learn more at https://dlocal.com

dLocal

• Provides legal knowledge and expertise on financial, payments, and fintech regulations in MENA countries.
• Provide effective advice to all the internal teams to find solutions and identify potential risks on implementing the regulatory requirements for Dlocal's entities.
• Advice relevant stakeholders in identifying laws and regulations that could impact to the company.
• Advise line management on possible legal and regulatory impact across all divisions of regulatory developments and trends while highlighting potential revenue generation/cost-saving opportunities.
• Liaising with relevant stakeholders across Dlocal´s business divisions to drive compliance with identified regulatory and statutory requirements and obligations.
• Supporting activities to create company-wide awareness of regulatory and statutory requirements.
• Contribute to drafting company policies and internal processes.
• Maintaining a compliance calendar and submitting legal and regulatory returns when due.
• Assess and continuously advise the respective departments on AML & CFT, Data Privacy, and fintech regulations.

Regulatory and Licensing Officer

Regulatory and Licensing Officer managing compliance and regulatory matters for Dlocal in the MENA region. Supporting business growth while ensuring adherence to regulatory standards.

• Supporting the Head of Data Protection, UAE, and the Data Protection Team, as and when required;
• Integrity - foster professional and ethical judgement when engaging stakeholders, and instill mutual trust, and confidence;
• Strong attention to details and keen on delivering quality work;
• Strong interpersonal and communication skills (both written & verbal);
• Relationship Management - Provide service excellence to internal and/or external clients
• A team player, enthusiastic, and self-motivated;
• Analytical skills - collect and analyze information, problem-solve, and make decisions under minimal supervision;
• Develop, initiate, maintain, and revise policies and procedures to ensure compliance with various regulatory requirements;
• Assist and/or providing training on data protection;
• Responsible for maintaining timesheets daily and are expected to meet certain targets on a weekly basis, as set by management;
• Responsible for maintaining, keeping up-to-date, and accurate client files;

Junior Associate – Compliance Solutions

Junior Associate in Compliance Solutions supporting the Head of Data Protection in Dubai. Engaging in various compliance tasks and fostering regulatory awareness with clients.

Marsh McLennan is a leading professional services firm that operates in the areas of risk, strategy, and people. With over 85,000 employees worldwide, the company encompasses four main businesses: Marsh, offering insurance broking and risk management; Guy Carpenter, providing reinsurance and capital strategies; Mercer, specializing in health, wealth, and career consulting; and Oliver Wyman, focusing on strategy, economic, and brand consulting. Marsh McLennan is committed to fostering an inclusive culture, empowering its employees, and delivering innovative solutions to clients globally.

Marsh McLennan (NYSE: MMC) is a global leader in risk, strategy and people, advising clients in 130 countries across four businesses: Marsh, Guy Carpenter, Mercer and Oliver Wyman. With annual revenue of $23 billion and more than 85,000 colleagues, Marsh McLennan helps build the confidence to thrive through the power of perspective.

Follow us on X at @MarshMcLennan.

Marsh McLennan

• Ensure compliance with internal policies and external localization regulations
• Collaborate with finance teams to optimize localization frameworks
• Analyze statutory financial statements for key drivers
• Design strategies for measurable improvements in localization scores
• Monitor local regulations and assess risks
• Guarantee adherence to regulatory licensing and certification requirements
• Act as compliance liaison for project oversight
• Develop policies and procedures for governance and control
• Oversee the performance of direct reports

Compliance and Regulatory Strategy Manager

Compliance and Regulatory Strategy Manager ensuring compliance across IMEA region. Fostering regulatory adherence and strategic risk management in Dubai or Riyadh office.

Hybrid Compliance Managers roles in United Arab Emirates

Browse 6 hybrid compliance managers roles hiring in United Arab Emirates plus related opportunities such as risk, compliance analyst and compliance officer.

6 jobs found

Compliance Monitoring Officer

Capital.com

Senior Compliance Officer

Tabby

Senior Associate – Compliance Solutions

Waystone

Regulatory and Licensing Officer

dLocal

Junior Associate – Compliance Solutions

Waystone

Compliance and Regulatory Strategy Manager

Marsh McLennan