compliance

Waystone is a leading provider of specialized services to the global asset management industry, particularly focusing on fund management and administrative solutions. They offer a comprehensive range of services, including risk management, regulatory compliance, and investment servicing tailored to meet complex client needs. Waystone operates as an authorized corporate director and provides ESG solutions, ensuring that their clients can navigate the evolving regulatory landscape effectively.

Waystone is a leading global provider of institutional governance, administration, risk and compliance services to the asset management industry. Partnering with institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide. With over 20 years’ experience and a comprehensive range of specialist services to its name, Waystone provides its clients with the guidance and tools to allow them to focus on managing their investment goals with confidence.

Waystone

• Services and maintains relationship with a portfolio of clients
• Conducts first level review of documentation for Director signature
• Maintains portfolio of clients with complex structures
• Develop and maintain detailed knowledge of US FATCA, CRS
• Serve as a client operational contact
• Monitors the accounts receivables for portfolio of clients
• Prepare documents such as agendas and FATCA CRS reports
• Assists in the development and implementation of department AEOI procedures and processes

Associate – AEOI Compliance

Associate for managing relationships with clients requiring FATCA/CRS compliance. Conducting documentation review and maintaining client portfolios while supporting team processes.

Kroll is a global provider of risk and financial advisory solutions. Headquartered in New York, with offices worldwide, Kroll specializes in valuation, compliance, corporate finance and restructuring, investigations and disputes, and digital technology solutions. They offer expertise in threat intelligence, financial crime prevention, enterprise risk management, cyber resilience, and environmental, social, and governance advisory. Kroll's services aim to help businesses navigate regulatory updates, manage risk, and optimize financial outcomes. Their comprehensive suite of solutions also includes managed security services, M&A advisory, and support for capital events.

As the leading independent provider of risk and financial advisory solutions, Kroll leverages our unique insights, data and technology to help clients stay ahead of complex demands. Kroll's team of more than 6,500 professionals worldwide continues the firm’s nearly 100-year history of trusted expertise spanning risk, governance, transactions and valuation. Our advanced solutions and intelligence provide clients the foresight they need to create an enduring competitive advantage. At Kroll, our values define who we are and how we partner with clients and communities. Learn more at Kroll.com.

Kroll

• Managing a portfolio of clients regulated by the SFC and other global regulators
• Drafting compliance manuals and other compliance documentation for clients
• Establishing and maintaining the compliance infrastructure for clients
• Undertaking periodic compliance monitoring reviews at client premises
• Prepare and refine audit procedures for the conduct of audit engagements/projects across APAC
• Execute audit procedures to assess, design and operating effectiveness of internal controls
• Prepare written audit reports by drafting audit issues and recommendations on the review results of audit engagements/projects
• Drafting and/or reviewing regulatory reports and returns

Compliance Analyst

Analyst helping clients set up compliance solutions and navigate financial regulations. Manage client portfolios and undertake compliance reviews within SFC regulated environments.

Zurich Insurance is a global insurance and risk-management company offering a broad range of products and services including commercial and personal property & casualty insurance, life and critical-illness cover, pensions and retirement solutions, savings and investment products, claims and risk advisory, and specialty offerings such as microinsurance and travel coverage. The company also runs investment funds, sustainability and climate-focused initiatives, innovation and technology programs, and a foundation for community and environmental projects. Zurich serves both individual consumers and corporate clients across many countries, emphasizing governance, ESG reporting, digital innovation, and resilience.

Zurich is a leading multi-line insurer that serves its customers in global and local markets.

With about 60,000 employees, it provides a wide range of property and casualty, and life insurance products and services in more than 210 countries and territories. Zurich’s customers include individuals, small businesses, and mid-sized and large companies, as well as multinational corporations. The Group is headquartered in Zurich, Switzerland, where it was founded in 1872.

ONE TEAM, ONE PURPOSE

We are Zurich, one global company, with one mission, one ambition, one set of shared values and a clear commitment to our stakeholders: our customers, our people, our shareholders, and the communities in which we live and work.

To find out more, follow us on Twitter: @Zurich, like us on Facebook: Zurich, subscribe on YouTube: Zurich Insurance Group, follow us on Instagram: zurichinsurance or visit our website: www.zurich.com

You can find Zurich's community guidelines on
https://www.zurich.com/services/social-media

Zurich Insurance

• Support the development of insightful internal compliance reports and second-line knowledge sharing
• Identify enhancement opportunities and propose pragmatic solutions to meet regulatory requirements
• Participate in compliance innovation activities, including exposure to data analytics tools
• Contribute to ongoing and coming compliance-related projects
• Support the AML tool transformation project, including coordination, testing and training activities
• Assist Cloud migration of the current screening platform and uplift of normalized files to a single file format
• Implementation of new modules for Transaction Monitoring
• Deployment of automated Customer Risk Rating
• Support validation of the local Compliance Framework to assess alignment with relevant policies, local requirements, internally defined minimum standards, and best practices in the following areas: Customer-Facing Conduct (CFC): including proposition management (PRO), intermediary management, and sales process (SAD), with a focus on customers' sustainability preferences (ESG) Data Privacy and Records Management: including data retention validation Anti-Bribery and Anti-Corruption (ABC): ensuring robust controls and practices are in place Conflicts of Interest and External Engagement (COI/EE): evaluating governance and transparency mechanisms
• Assist in the compliance operations when necessary

Senior Officer, Compliance – one-year contract

Senior Compliance Officer managing regulatory compliance and operational projects at Zurich. Supporting regulatory requirements and enhancing compliance with data analytics tools and innovative solutions.

• Support the overall research and due diligence within the Compliance Practice
• Conduct increasingly complex English-language research using public record databases, commercial and proprietary databases, media sources and the Internet
• Analyze and synthesize relevant research findings
• Write well-structured, concise, logical and objective reports to provide clients with an accurate assessment of the findings
• Manage multiple assignments from start to finish in a fast-paced environment

Associate, Investigations Diligence and Compliance – Korean Language

Associate supporting compliance research and due diligence within Kroll’s Compliance Practice. Conducting English-language research and providing objective assessments for clients managing risks and regulatory obligations.

Nuvei is a payment technology company specializing in providing seamless and innovative payment solutions for businesses across various industries. It offers a range of services including pay-ins, payouts, global acquiring, bank transfers, real-time payments, and alternative payment methods. Nuvei also focuses on authorization optimization, fraud & risk management, chargeback resolution, and currency management. With integration options tailored for online retail, financial services, and gaming platforms, Nuvei supports businesses in maximizing their revenue and optimizing their tech stack. The company's global platform encompasses more than 700 diverse payment options, making it a trusted partner for both small to medium-sized businesses and large enterprises.

Nuvei (Nasdaq: NVEI) (TSX: NVEI) is tomorrow’s payment platform. Designed to accelerate customers’ business, Nuvei’s modular, flexible and scalable technology allows leading companies to accept next-gen payments, offer all payout options and benefit from card issuing, banking, risk and fraud management services. Connecting businesses to their customers in more than 200 markets, with local acquiring in 46 markets, 150 currencies and more than 550 alternative payment methods, including cryptocurrencies, Nuvei provides the technology and insights for customers and partners to succeed locally and globally with one integration.

Nuvei

• Develop, implement, and maintain Nuvei’s Hong Kong compliance and AML/CTF frameworks in accordance with the AMLO, HKMA/SFC guidelines, and other applicable local regulations.
• Serve as the appointed MRLO, overseeing all AML/CTF-related activities including transaction monitoring, internal investigations, and filing of Suspicious Transaction Reports (STRs) to the Joint Financial Intelligence Unit (JFIU).
• Act as the primary liaison with relevant regulators (HKMA, SFC, C&ED, and others) on all compliance and AML/CTF matters.
• Keep senior management informed of emerging regulatory developments and industry trends, ensuring timely implementation of necessary changes.
• Manage all local licensing, registration, and regulatory reporting requirements.
• Lead internal compliance reviews, audits, and regulatory inspections; oversee remediation of findings and ensure ongoing program improvement.
• Oversee Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and ongoing monitoring processes for clients and partners.
• Provide compliance advice and oversight to business units, including product design, onboarding, risk management, and operations.
• Develop and deliver targeted compliance training programs to employees at all levels.
• Prepare and present periodic compliance and AML/CTF reports to senior management and legal entity boards.
• Coordinate with global compliance and legal teams to ensure consistent application of Nuvei’s policies and controls across jurisdictions.

Senior Compliance Officer – MRLO

Senior Compliance Officer for Nuvei overseeing compliance and AML/CTF frameworks in Hong Kong.
Reporting to senior management and collaborating with global compliance leadership.

Citi is a global financial services company that provides a wide range of banking, financial, and investment services to consumers, corporations, governments, and institutions. With a strong presence in over 100 countries, Citi offers services including consumer banking, credit cards, and wealth management, as well as corporate and investment banking services that cater to the diverse needs of its clients.

Citi's mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. Our core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients. We have 200 years of experience helping our clients meet the world's toughest challenges and embrace its greatest opportunities. We are Citi, the global bank – an institution connecting millions of people across hundreds of countries and cities.

For information on Citi’s commitment to privacy, visit on.citi/privacy.

Citi

• Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM).
• Responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite.
• Engage with the ICRM product and function coverage teams to develop and apply CRM program solutions.
• Monitor compliance risk behaviors and provide day-to-day Compliance advice.
• Design, develop, deliver and maintain Compliance programs, policies and practices for ICRM.

Senior Compliance Product Officer, Electronic Trading Group APAC

Compliance Product Senior Officer managing compliance risk for Citi's Electronic Trading Group in APAC. Establishing strategies and policies within the Independent Compliance Risk Management framework.

• Have an analytical mind and enthusiasm for research and investigation?
• Conduct increasingly complex English-language research using public record databases, commercial and proprietary databases, media sources and the Internet
• Analyze and synthesize relevant research findings
• Write well-structured, concise, logical and objective reports to provide clients with an accurate assessment of the findings
• Manage multiple assignments from start to finish in a fast-paced environment

Associate, Investigations Diligence and Compliance – Core

Associate role at Kroll supporting research and due diligence in compliance. Focused on onboarding and managing risks associated with clients and third parties.

Hybrid Compliance Managers roles in Hong Kong

Browse 7 hybrid compliance managers roles hiring in Hong Kong plus related opportunities such as risk, compliance analyst and compliance officer.

7 jobs found

Associate – AEOI Compliance

Waystone

Compliance Analyst

Kroll

Senior Officer, Compliance – one-year contract

Zurich Insurance

Associate, Investigations Diligence and Compliance – Korean Language

Kroll

Senior Compliance Officer – MRLO

Nuvei

Senior Compliance Product Officer, Electronic Trading Group APAC

Citi

Associate, Investigations Diligence and Compliance – Core

Kroll