Compliance Manager reviewing broker - dealer and registered investment adviser communications for regulatory compliance. Working collaboratively with diverse business partners in a hybrid work environment.
About the role
- Associate role at Kroll supporting research and due diligence in compliance. Focused on onboarding and managing risks associated with clients and third parties.
Responsibilities
- Have an analytical mind and enthusiasm for research and investigation?
- Conduct increasingly complex English-language research using public record databases, commercial and proprietary databases, media sources and the Internet
- Analyze and synthesize relevant research findings
- Write well-structured, concise, logical and objective reports to provide clients with an accurate assessment of the findings
- Manage multiple assignments from start to finish in a fast-paced environment
Requirements
- Native or equivalent English language proficiency in reading comprehension
- Ability to conduct online research using various primary and secondary sources
- Ability to quickly and effectively summarize information from multiple sources into concise analytical assessments
- Ability to work independently in a fast-paced, collaborative environment
- Ability to understand, accept and apply constructive feedback
- Responsible for managing and prioritizing several projects or assignments simultaneously while meeting tight deadlines
- Extremely strong reading and writing skills in English and Japanese, ability to quickly and effectively summaries information from multiple sources into a concise analytical assessment
Benefits
- Professional development opportunities
- World-class in-house training program
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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