compliance

Thndr is a consumer-focused investment platform and mobile app that makes it easy to invest in Egyptian and U.S. securities, gold, and mutual funds. Licensed and regulated for Egyptian trading by the Financial Regulatory Authority and operating U.S. trading via a partner broker, Thndr offers quick account opening, multiple funding methods (bank transfer, instant pay, mobile cash, debit card), educational resources, an investing simulator, and managed funds. The platform targets retail investors in Egypt and emphasizes ease-of-use, security, and community engagement, claiming millions of users.

Thndr is a digital investment platform that is designed to simplify investing. Thndr facilitates access to the right tools and resources that can empower investors with the means to achieve financial freedom.

Thndr

• Monitor and ensure compliance with local and international regulations relevant to different asset classes
• Stay updated on regulatory changes and assess their impact on the firm’s operations, advising senior management on necessary adjustments.
• Develop, implement, and maintain compliance policies and procedures tailored to the firm’s investment activities and client base.
• Ensuring firm is complying with applicable laws, regulations and mandates' documentations (prospectuses, agreements investment guidelines, terms & conditions).
• Ensuring compliance with mandates’ contractual guidelines, detect and highlighting any breaches and suspicious activities according to AML regulations.
• Ensuring timely filing of different reports to regulatory bodies.
• Regular review of funds' prospectuses and any required updates or amendments to ensure compliance with regulations.
• Periodic preview of counterparties documentations and commercial standing to ensure compliance with regulatory bodies.
• Following up on customer complaints and ensuring they were properly addressed.
• Reviewing all procedures and compilation of required documentations for establishing new mutual funds/portfolios.
• Managing the process of staff trading approvals with regulatory bodies.
• Reviewing clients’ agreements from compliance perspective.
• Lead and manage the compliance team, providing guidance, training, and performance oversight.
• Conduct regular risk assessments to identify potential compliance vulnerabilities in trading, reporting, and portfolio management processes.
• Implement controls to mitigate risks related to regulatory or contractual breaches, conflicts of interest, or operational errors.
• Monitor and review employee trading activities and disclosures to ensure adherence to insider trading and ethical standards.
• Coordinate and support internal and external audits, providing accurate documentation, reports, and responses to regulatory inquiries.
• Prepare and submit regulatory filings or other required disclosures, in a timely and accurate manner.
• Maintain detailed records of compliance activities, including training logs, policy updates, and incident reports.
• Ensure that adequate Anti Money Laundering policies, procedures, systems and controls are established and implemented.
• Monitor the application of the AML policy and procedures including KYC procedures.
• Establish program for the business to identify any unusual or suspicious transactions.
• Establish internal Suspicious Transaction Reporting procedures.
• Review any unusual or suspicious transactions identified and communicate with the MLCU and FRA as necessary.
• Design and deliver compliance training programs for employees, covering topics such as anti-money laundering (AML), Know Your Customer (KYC), and ethical conduct.
• Act as a liaison between the firm, regulators, custodians, and external auditors to address compliance-related inquiries and requirements.
• Collaborate with back-office, front-office, and middle-office teams to ensure compliance is integrated into operational workflows, such as trade settlement and client reporting.
• Investigate and resolve compliance issues, such as trade errors or breaches of fiduciary duty, escalating critical matters to senior management or legal counsel as needed.
• Develop corrective action plans to address identified compliance gaps and prevent recurrence.
• Foster a culture of compliance by promoting ethical behavior and accountability across all levels of the organization.

Compliance Manager

Compliance Manager ensuring regulatory compliance and managing compliance team at Thndr, an asset management firm democratizing investing access across MENA region.

• Lead and develop a high-performing team of compliance and risk professionals (minimum four direct reports) responsible for daily compliance operations and monitoring.
• Act as the primary liaison with the Financial Regulatory Authority (FRA), maintaining strong and transparent relationships with regulators.
• Ensure regulatory compliance across all brokerage activities, including onboarding, trading, client communications, reporting, and recordkeeping.
• Oversee regulatory reporting and ensure timely, accurate submissions of all required filings, renewals, and notifications.
• Prepare and brief internal teams ahead of any regulatory inspections or reviews, ensuring full readiness and documentation accuracy.
• Monitor and interpret regulatory changes and lead internal alignment to maintain compliance with evolving laws, FRA circulars, and industry standards.
• Collaborate with Policy and CRF teams to identify, close, and prevent compliance gaps while ensuring consistency with group-wide frameworks.
• Implement robust monitoring and surveillance programs to detect, escalate, and address potential breaches or suspicious activity.
• Supervise AML/CFT obligations and ensure that policies, procedures, and systems effectively prevent and detect financial crime.
• Oversee product and process approvals, reviewing new initiatives for compliance implications and regulatory fit.
• Drive compliance culture by promoting awareness, training, and accountability across the organization.
• Support risk management efforts, ensuring operational, reputational, and regulatory risks are identified, assessed, and mitigated.

Head of Compliance

Lead compliance and risk management at Thndr Securities Brokerage, ensuring regulatory adherence and overseeing compliance operations. Collaborate with teams to mitigate risks and educate on compliance programs.

Mashreq is a leading financial institution based in the UAE, offering a wide range of banking services including personal, corporate, and investment banking. The bank focuses on providing innovative financial solutions to its customers and has a strong digital banking presence.

Disclaimer: Mashreq will never ask for your bank related information via phone call, SMS or email. We will also never contact you from a mobile number to resolve your query.

Welcome to the LinkedIn page of Mashreq. More than half a century old, we proudly think like a challenger, startup, and innovator in banking and finance, powered by a diverse and dynamic team who put customers first. Together, we pioneer key innovations and developments in banking and financial services. Our mandate? To help customers find their way to Rise Every Day, partnering with them through the highs and lows to help them reach their goals and unlock their unique vision of success. Join Mashreq and find your way to Rise Every Day.

Mashreq

• Monitor & Control of Reconciliation and all control activities and fulfill regulatory requirements of the bank and regulatory authorities
• Review and action all transactions on all the listed names/entities and countries against sanction hits
• Handling and monitoring Fircosoft/Egypt Systems and total control of Referrals /Release of the messages
• Ensure that all transactions are processed before EOD and cut off time also in line with the SOP and as per bank policy within agreed TAT and with Zero error/tolerance
• Provide ongoing awareness and training to all existing and especially newly joined staff of all applicable internal and external compliance requirements

Compliance Operations Assistant Manager

Compliance Operations Assistant Manager responsible for monitoring banking operations and compliance adherence. Fulfilling regulatory requirements while training staff on compliance policy and processes.

Acino is a pharmaceutical company based in Switzerland, established in 1836, that specializes in developing, manufacturing, and distributing high-quality medicines, particularly for emerging markets. Acino focuses on treating a range of health conditions including acid reflux, cardiovascular diseases, and infectious diseases. The company is committed to sustainability, aiming for full carbon neutrality by 2050, and it pursues partnerships for out-licensing and contract manufacturing to ensure broad accessibility of its medicines. Acino has expanded its operations through strategic acquisitions, such as M8 Pharmaceuticals in Latin America, and is focused on pharmaceutical growth and innovation across regions like Africa, Middle East, and Latin America. The company is dedicated to maintaining high-quality standards in all its activities and works towards environmental, social, and governance goals.

Acino is a Swiss pharmaceutical company headquartered in Zurich, with a clear focus on high-growth markets. We deliver quality pharmaceuticals to promote affordable healthcare and leverage our high-quality pharmaceutical manufacturing capabilities and network to supply leading companies through contract manufacturing and out-licensing.

For more information: www.acino.swiss

*** By engaging with Acino on LinkedIn (or any other Acino social media channel), you are agreeing to our Social Media Community Guidelines. If you do not agree to them, do not engage with Acino on social media. Please read our detailed community guidelines carefully here: https://acino.swiss/social-media-community-guidelines ***

Acino

• Support the Regulatory Affairs Lead on all the assigned Regulatory activities within the Gulf.
• Keep up-to-date and archive all relevant regulations and Regulatory guidelines (Regulatory Intelligence).
• Manage the preparation, submission, and follow-up of all regulatory applications in the assigned region.
• Initiate the preparation and translation of proofread printed artwork ensuring compliance with the registered Product Information.
• Responsible for ordering and legalization of local CPP and other module 1 documents for local products.
• Perform regulatory due diligence on module 1 for all assigned products for the Gulf.
• Ensure that the regulatory file is complete and available for dispatch to the distributor.
• Work closely with Global RA on the submission strategy and the completion of the regulatory dossiers.
• Coordinate the responses to requests by the authorities during the evaluation process.
• Create and maintain a full up-to-date database and archiving system for tracking the regulatory activities in the assigned region.
• Maintain the Regulatory databases: drug track and docubridge for local products.
• Adhere to Acino internal policies and standard operating procedures designed to ensure patient safety.

Regulatory Affairs Specialist

Regulatory Affairs Specialist supporting regulatory activities in the Gulf region for innovative pharmaceuticals. Ensuring compliance with regulations and collaborating cross-functionally.

Compliance Screening Assistant Manager

Compliance Screening Assistant Manager at leading financial institution in MENA, focusing on customer-oriented innovative banking solutions.

Hybrid Compliance Managers roles in Egypt

Browse 5 hybrid compliance managers roles hiring in Egypt plus related opportunities such as risk, compliance analyst and compliance officer.

5 jobs found

Compliance Manager

Thndr

Head of Compliance

Thndr

Compliance Operations Assistant Manager

Mashreq

Regulatory Affairs Specialist

Acino

Compliance Screening Assistant Manager

Mashreq