KYC/AML Officer at Ezypay ensuring compliance with APAC market regulations while providing customer support and managing operational risks.
About the role
- Senior Lead Business Accountability Specialist managing financial crimes risk in consumer banking at Wells Fargo. Collaborating with cross-functional teams to ensure compliance and enhance risk mitigation efforts.
Responsibilities
- Collaborate with technology and product teams to integrate compliance requirements into product design and ongoing operations, ensuring effective controls are embedded from launch through scale
- Manage oversight of financial crimes related issues and corrective actions to ensure control deficiencies are effectively resolved
- Work cross-functionally with Financial Crimes partners to identify issues, propose solutions, and drive strategic objectives.
- Assists in developing corrective actions to mitigate risks
- Provide Financial Crimes expertise and guidance for CBL related activities and projects
- Support regulatory exams, internal audits, or Independent Risk Management reviews
- Contribute to the development and enhancement of the business control environment to mitigate Financial Crimes risk
- Consult with the business stakeholders on Financial Crimes related projects to identify and mitigate operational risks for end-to-end processes that span CBL functions
- Identify risk exposure based on emerging risks and changes in business processes
- Assist with aggregating risk information and communicating the financial crimes risk profile for assigned business units
- Understand applicable regulations to develop controls to ensure compliance
- Identify and escalate financial crimes risk matters to management, as appropriate
Requirements
- 7+ years of risk management, business controls, quality assurance, business operations, compliance, or process experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- 6+ years of financial crimes experience with deep knowledge of regulations and requirements
- Issue Management experience, including root cause analysis and corrective action planning and monitoring ensuring on-time resolution of risk
- Experience with implementing Financial Crimes requirements within Consumer & Small Business Banking lines of business
- Experience Identifying, mitigating and consulting around risk and regulations
- Experience successfully influencing, leading, and negotiating with executives, senior business leaders and partners to gain commitment to accomplish business goals
- Experience in understanding and documenting unfamiliar processes to identify key risks, identify and evaluate controls and provide consulting to remediate control deficiencies preferably within financial services
- Experience creating presentation decks for different audiences that can outline/highlight the topic in a clear and concise manner.
- Strong understanding of policies, procedures, and programs to ensure appropriate and effective risk mitigation controls are in place
- Experience developing partnerships and collaborating with various levels of business partners including Senior leaders and executive management
- Experience in control, compliance, fraud, risk management, audit, or a related job function/role
- Process risk and control assessment experience
- Analytical skills with the ability to grasp complex business issues quickly and be able to successfully explain to an independent third party
- Excellent verbal, written, and interpersonal communication skills
- Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
- Ability to work independently in a virtual team environment where other team members, team management, and business partners are not local
- Knowledge of Wells Fargo Operational Risk tools
- Applicable Financial Crimes and risk related industry certifications, such as Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM), Certified Fraud Examiner (CFE), etc.
Benefits
- Health benefits
- 401(k) Plan
- Paid time off
- Disability benefits
- Life insurance, critical illness insurance, and accident insurance
- Parental leave
- Critical caregiving leave
- Discounts and savings
- Commuter benefits
- Tuition reimbursement
- Scholarships for dependent children
- Adoption reimbursement
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