Support the operations of our compliance and risk programs, by completing reporting, triaging issues to the appropriate stakeholders, assisting in drafting procedures and completing recurring reviews.
Prepare reporting and build dashboards to facilitate identification of issues or trends.
Coordinate the implementation and tracking of compliance training and educational programs for new and/or existing employees.
Learn about the regulatory environment applicable to Wealthsimple’s products and services, including but not limited to anti-money laundering and securities legislation.
Work independently on special projects and other tasks as assigned.
Learn about the role of compliance and risk functions, and gain insight into the broader financial services industry, across multiple products and services.
Supporting the team with preparation and submission of regulatory fillings.
Helping update and maintain desk-top procedures for compliance-related tasks.
Assist with other compliance program-related tasks, as applicable.
Requirements
Strong communication and interpersonal skills.
High attention to detail and ability to work in a fast-paced environment.
Ability to simplify, improve and document processes by leveraging technology and collaboration with cross-functional teams.
Ability to work independently and always ready to contribute and collaborate.
Benefits
Competitive salary with group savings matching plan using Wealthsimple for Business
Generous vacation days and unlimited sick and mental health days
Intern programming including educational workshops, hackathons, and mentorship
A wide variety of peer and company-led Employee Resource Groups (ie. Rainbow, Women of Wealthsimple, Black @ WS)
Company-wide wellness days off scheduled throughout the year
Chief Compliance Officer overseeing compliance for Huntington’s Investment Banking and Wealth Management divisions. Managing regulatory compliance, supervising teams, and supporting business integration across segments.
Lead Consultant in Data Privacy & Compliance guiding clients on privacy law. Develop services and manage a team at Cloud Nine Digital specializing in data solutions.
Compliance & SOX Professional driving compliance processes and collaboration with international teams in Frankfurt. Shaping standards and solutions within a dynamic work environment.
Legal Expert in Listings & Regulatory Services handling securities processes at Deutsche Börse Group. Evaluating compliance and engaging in market development projects.
Senior Director/Vice President of Regulatory Affairs at biopharmaceutical company Korro. Overseeing regulatory strategies for clinical development and commercial pipelines with global health authorities.
Compliance Analyst role integrating the compliance team at Azul Airlines located in Barueri. Responsible for monitoring the Ethics Channel and supporting internal audits and training programs.
Werkstudent in Compliance für AML - Team bei PAVIS GmbH. Unterstützung in der Recherche und Einhaltung von Compliance - Vorgaben für nationale und internationale Kunden.
Corporate Quality Compliance Specialist handling regulatory compliance for pharmaceutical operations at Chiesi. Responsibilities include lifecycle regulatory support and quality compliance activities.
Compliance Officer role at Marsh McLennan, managing regulatory compliance and serving as subject matter expert. Collaborating with teams on compliance enhancements and regulatory filings.
Compliance Officer responsible for legal queries, risk management coordination, and compliance training. Focus on minimizing risks and integrating compliance into business processes.