Compliance Specialist overseeing regulatory adherence for youth programs in Gainesville. Ensuring DCF compliance and supporting youth program safety and integrity.
About the role
- Compliance Professional supporting Freddie Mac's investment and ethics policies. Engaging with compliance risks and overseeing regulatory obligations to promote best practices.
Responsibilities
- support the administration and enhancement of Personal Investment Policy controls
- operationalizing the StarCompliance pre-clearance and monitoring platform
- engaging with the divisions on risk and controls activities
- providing oversight to ensure compliance risk related to Conservator obligations, laws and regulations is identified, addressed and mitigated
- providing advisory services, and effective challenge to First Line of Defense (1LoD) on risks that could impact Freddie Mac
- collaborating and coordinating within Enterprise Risk Management to provide a comprehensive view and a lens into the inter-connectivity of risks
- engaging with employees at all levels, providing policy interpretation and guidance and supporting development and delivery of training and awareness resources
- analyzing data and producing reporting worthy of C-Suite executives and Regulators
Requirements
- Bachelor’s Degree or equivalent work experience
- 2+ years of related experience preferably in ethics, compliance, risk management, investments or regulatory
- Proven experience with personal investment related transactions and securities
- Comprehensive understanding of enterprise risk management in the financial services industry and the inter-connectivity of risks is preferred
- Advanced Microsoft proficiency, especially Excel and PowerPoint
- Knowledge of StarCompliance pre-clearance, preferred
Benefits
- comprehensive total rewards package
- competitive compensation
- market-leading benefit programs
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Technologist at FortisBC ensuring compliance with BCUC Critical Infrastructure Protection Standards. Focus on integrating business technology and providing technical support.
Compliance Examiner Business Lead at Freddie Mac conducting on - site examinations and ensuring financial activities align with laws. Engaging with financial institutions to enhance operational effectiveness.
Compliance Officer at Hewlett Packard Enterprise ensuring adherence to compliance regulations, managing AML programs, and conducting risk assessments. Driving compliance culture across markets and delivering training to employees.
Risk Manager at Cisco Capital ensuring regulatory compliance and effective risk management practices. Focus on safeguarding financial health and collaboration within an international environment.
Regulatory Reporting Specialist managing outsourced reporting service providers in Germany and Spain. Ensuring compliance with banking regulations and supporting audits and reviews.
Senior Analyst, OSS Compliance managing open - source software assets for The Hartford. Ensuring compliance and visibility into OSS usage as part of software asset management process.
Assisting partners at Clyde & Co with business inception processes and anti - money laundering procedures. Involves reviewing requests and conducting conflict checks within the firm's compliance framework.
Data Governance Implementation Analyst supporting implementation of Data Governance Operating Model for Compliance at BNY. Collaborating with business units to drive data quality standards.
EU Regulatory Affairs Manager overseeing regulatory activities across assigned products in pharmaceuticals. Ensuring compliance and collaboration within a dynamic team environment in Farnborough.