Head of Ethics and Conduct Compliance leading compliance initiatives at Vanguard. Ensuring adherence to ethical conduct and regulatory standards while managing a specialized team.
Responsibilities
Implements and ensures the compliance with Vanguard's global Code of Ethical Conduct
Develops policies and procedures to ensure compliance with regulatory requirements
Oversees investigations of alleged violations of Vanguard's ethical standards
Provides guidance and training as necessary to develop crew
Requirements
Undergraduate degree or equivalent combination of training and experience
Graduate degree preferred
Minimum ten years related work experience, including supervisory experience
Regulatory, compliance, or auditing experience preferred
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