Lead compliance oversight for the Pan European Citco entities. Build stakeholder relationships and manage compliance risks across the organization.
VA
Hybrid Compliance Manager – Head of Workplace & Advisor Solutions Monitoring & Testing
Posted 3 months ago
About the role
- Compliance Manager ensuring regulatory compliance by leading a team at Vanguard. Involves oversight of monitoring, testing, and inspections across the enterprise.
Responsibilities
- Leads a team of crew members who examine business processes for compliance
- Reviews performance and makes informed compensation decisions
- Oversees routine monitoring, testing, and inspections
- Serves as an advisor to the business
- Prepares written reports and provides recommendations for improvement
- Keeps knowledge of the regulatory environment and investment industry up-to-date
- Participates in special projects and performs other duties as assigned
Requirements
- Minimum of five years related work experience
- Supervisory experience preferred
- Undergraduate degree or equivalent combination of training and experience
- This job requires regulatory licenses Series 7 and 24
Benefits
- hybrid working model designed for flexibility and collaboration
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
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