Hybrid Senior Compliance Risk Manager

Posted last month

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About the role

  • Senior Compliance Risk Manager providing independent oversight of business products and compliance with NAIC regulations. Key role in ensuring adherence to legal requirements and influencing business solutions in financial services.

Responsibilities

  • Provides guidance to the business to ensure documents, projects, processes or product initiatives align with regulatory and legal requirements and enterprise policy
  • Synthesizes analyses, identifies root cause(s) of potential compliance risk, provides recommendations that influence business solutions and validates resolution
  • Responsible for project management by leading and influencing cross functional enterprise or compliance teams
  • Reviews implementation planning for new laws and regulations and ensures appropriate parties have been engaged
  • Conveys information and position clearly, concisely, logically and in an organized manner
  • Performs compliance risk management activities in accordance with enterprise compliance policies and procedures
  • Serves as a resource to team members on compliance issues

Requirements

  • Bachelor's degree
  • 6 or more years experience in compliance, risk, legal or audit within the financial services or insurance industry or niche technical fields directly related to the role
  • Experience working in a highly regulated environment
  • Knowledge in a specific area of compliance laws, regulations, and regulatory expectations
  • Ability to apply knowledge of regulatory compliance to consult and provide insight and guidance
  • Knowledge of Microsoft Office tools to include Word, Excel, and PowerPoint
  • Experience providing guidance and standards to team members

Benefits

  • comprehensive medical, dental and vision plans
  • 401(k)
  • pension
  • life insurance
  • parental benefits
  • adoption assistance
  • paid time off program with paid holidays plus 16 paid volunteer hours
  • various wellness programs
  • career path planning and continuing education

Job title

Senior Compliance Risk Manager

Job type

Experience level

Senior

Salary

$103,450 - $197,730 per year

Degree requirement

Bachelor's Degree

Location requirements

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