Compliance Officer with focus on AML and compliance tasks at Schulz & Cie. Consulting. Conducting audits, transaction monitoring, and managing regulatory issues in financial services.
About the role
- Compliance Analyst I joining the P&C Compliance Monitoring team at USAA. Conducting compliance reviews, risk assessments, and ensuring regulatory adherence within the insurance framework.
Responsibilities
- Conducts reviews of laws and regulations for business impact and conveys requirements for awareness and action
- Performs compliance risk management activities in accordance with enterprise compliance standards
- Provides compliance input on business action plans, projects or operational requests
- Captures information, analyzes data trends, identifies root cause(s), and provides information to the business or project teams
- Ensures documents, projects, processes or product initiatives align with regulatory requirements and enterprise policy
- Identifies outstanding compliance issues and coordinates accurate implementation of business requirements
- Participates in compliance risk management activities in accordance with enterprise compliance policies and procedures
- Serves as a resource to team members on raised issues of a routine nature
Requirements
- Bachelor's degree
- 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree
- 4 or more years meaningful work experience in insurance industry or financial services
- Knowledge of data analysis tools and techniques with ability to evaluate risk and make recommendations
- Ability to perform complex analysis and provide insights and recommendations to business and/or compliance partners
- Understanding of Microsoft Office tools to include Word, Excel, and PowerPoint
Benefits
- comprehensive medical, dental and vision plans
- 401(k)
- pension
- life insurance
- parental benefits
- adoption assistance
- paid time off program with paid holidays plus 16 paid volunteer hours
- various wellness programs
- career path planning and continuing education
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