Financial Crimes Audit Team Lead overseeing audit engagements addressing key risks and compliance. Ensuring effective oversight of financial crimes - related regulations and practices.
About the role
- Financial Crimes Analyst performing investigations and alert decisions at Truist using banking systems for risk assessment. Collaborating with partners and participating in compliance training for financial regulations.
Responsibilities
- Perform research and loss mitigation efforts across multiple intake channels to decision Financial Crimes related cases and alerts
- Research and analyze account activity to assess the level of risk and make decision according to policies and procedures
- Analyze and decision multiple Financial Crimes related cases or alert types
- Utilize banking systems to investigate and research transactional information
- Conduct client research
- Use critical thinking skills to make well-supported decisions
- Utilize internal and external applications to assist in investigation and research of alerts
- Efficiently and effectively resolve cases or alerts
- Support effective communication with internal and external partners or clients
- Participate in BSA/AML/OFAC and/or Fraud related training to stay abreast of laws and regulations
Requirements
- Associate degree or equivalent education and related training
- Three - Five years of banking, financial industry or related experience; preferably in a branch, audit, compliance, legal, risk or lending related capacity
- Ability to learn and perform complex processes to meet the spirit and letter of the procedures, policies and regulations
- Strong investigative, analytical, and critical thinking skills
- Strong work prioritization and time management skills
- Strong interpersonal, communication and client service skills
- Demonstrated proficiency in basic computer applications such as Microsoft Office software products
- Ability to work in a high-stress, fast-paced, rapidly changing environment
- Ability and willingness to work flexible hours as required by the function
- Experience in investigation, law enforcement, or lending role (preferred)
- Knowledge of BSA regulations and/or related compliance requirements
- Familiarity with sanctions (OFAC)
- Ability to identify, analyze and escalate challenges
- Familiarity with reviewing and dispositioning alerts
- Ability to liaise between internal teams and with external business units
- Bachelor’s degree or related qualification (preferred)
Benefits
- medical, dental, vision, life insurance
- disability, accidental death and dismemberment
- tax-preferred savings accounts
- 401k plan
- no less than 10 days of vacation
- 10 sick days
- paid holidays
- defined benefit pension plan (depending on position)
- restricted stock units and/or deferred compensation plan (depending on position)
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Location requirements
Compliance Lead managing AML/CTF compliance for Volt in Australia. Support regulatory frameworks and maintain compliance with local legislation.
GFC Investigator at Bank of America conducting end - to - end investigations related to AML and fraud. Focus on suspicious activity reporting and compliance risk management.
AML Analyst conducting investigations and preparing regulatory submissions within a leading payments platform company. Monitoring transactions for fraud and anomalies in compliance with regulations.
Compliance Analyst role focused on LDA/FT/FPADM at Stefanini. Ensuring legal compliance and risk management in financial operations.
Head of KYC High Risk Refresh managing operations and compliance initiatives at Barclays. Drive improvements and collaborate with stakeholders to support bank’s objectives.
AML Compliance Executive analyzing suspicious transactions for OpenPayd's payment platform. Conducting investigations and ensuring compliance with AML regulations in a dynamic fintech environment.
KYC Specialist responsible for corporate KYC requests and compliance at Logifuture. Maintaining accurate records and ensuring smooth onboarding experiences with a focus on regulatory compliance.
AML Senior Investigator I supporting various AML processes including suspicious activity investigations. Collaborating with supervisors and conducting reviews for high - risk typologies while working primarily from home.
Senior Compliance Analyst assisting with compliance and regulatory services for ACA Group. Analyzing client issues and ensuring adherence to federal securities laws with a focus on development.