Hybrid Senior Internal Control and Audit Specialist

at TMGM

• Job title: Senior Internal Control and Audit Specialist
• Job type: Full Time
• Experience level: Senior
• Salary: Not specified
• Degree requirement: Bachelor's Degree
• Tech skills: Cyber Security
• Location requirements: Hybrid, Sydney, Australia

About the role

• Senior Internal Control and Audit Specialist at TMGM, enhancing governance processes and promoting risk awareness in a global financial services environment.

Responsibilities

• Engage in companywide Standard Operating Procedure Facilitation Program, reviewing delivered SOPs (e.g., controls and processes) by business departments, helping evaluate control design effectiveness, and building up a SOP library by aligning/leveraging AI
• Act as a trusted advisor to business leaders and key stakeholders, role modelling in risk management, internal control and corporate governance
• Lead the delivery of assurance activities including RCSA (Risk and Control self-assessments), walkthroughs across business departments and control testing
• Guide stakeholders on effective control design and foster a culture of continuous improvement
• Adopt data insights to identify control gaps and improvement opportunities, collaborating with control owners to implement enhancements
• Assist in managing Incidents and Breaches via Jia, including registering incidents in incident register and risk register, updating incident status, replying to customers, and notifying assessments and evaluations results to customers
• Participate in cross-functional incident reviews, including CEO risk meetings, supporting timely resolution and comprehensive post-incident risk reporting
• Support both short- and long-term initiatives stemming from incidents, helping embed risk management practices into core business operations
• Assist in scoping annual audit plan in line with enterprise risks and business priorities across licenses and entities
• Support coordination of internal audit engagements, ensuring collecting adequate and sufficient audit evidence
• Track audit actions and drive remediation action plans with stakeholders
• Help to prepare and update Business Impact Analyses (BIA) and the implementation of business continuity testing

Requirements

• 5+years' experience in an internal audit, internal control, risk, compliance role within financial services
• Tertiary qualification in a related discipline (e.g., accounting, finance, commerce, business, audit) (degree qualified in Business, Finance, Risk, IT, or a related discipline)
• Professional certifications such as CA, CPA, CIA, CISA, or equivalent are desirable
• Demonstrated experience in internal control and internal audit in the financial services sector, including both financial and non-financial Audit Reviews
• Prior exposure to cybersecurity or IT Audit will be a plus
• Prior exposure to Forex and CFD trading (or financial services) environment is preferred
• Collaborative mindset with demonstrated ability to influence across departments
• High attention to detail with strong analytical and reporting capabilities
• Highly adaptable and able to manage multiple priorities in a fast-paced environment
• Curious, proactive, and committed to continuous learning and improvement
• Excellent interpersonal and stakeholder engagement skills
• Structured thinker with strong written and verbal communication skills
• Advanced Application of Microsoft Suite and data analytics tools (PowerBi), and exposure to Jira and Notion
• Exposure to GRC platform and experience supporting system rollout or enhancements (a plus)

Benefits

• Competitive salary and performance-based bonuses.
• Opportunities for career growth and development within a global company.
• Collaborative and inclusive work environment with exposure to cross-region operations.
• Health and wellness benefits.
• Flexible working arrangements.