Senior KYC/AML Analyst at Modern Treasury leading onboarding for diverse clients and ensuring compliance with regulations while managing transaction monitoring.
About the role
- Senior AML Manager overseeing AML/CTF compliance at TMGM, empowering clients in online trading. Leading risk assessments and regulatory reporting to maintain high standards of compliance.
Responsibilities
- Lead the AML/CTF function, including policy development, risk assessments, transaction monitoring, and reporting.
- Provide guidance and training to compliance staff and business units on AML/CTF obligations.
- Act as the primary point of contact with AUSTRAC and other regulatory bodies.
- Maintain and enhance the AML/CTF program to ensure compliance with applicable legislation and regulatory expectations.
- Oversee customer due diligence (CDD/KYC) processes, including onboarding, ongoing monitoring, and enhanced due diligence (EDD) for high-risk clients.
- Conduct AML/CTF risk assessments and implement mitigating controls across client and product lines.
- Oversee the transaction monitoring program, ensuring timely detection and escalation of suspicious activity.
- Manage the review, investigation, and filing of Suspicious Matter Reports (SMRs) to AUSTRAC.
- Monitor effectiveness of AML/CTF systems, data analytics, and transaction monitoring tools.
- Report AML/CTF risk exposures, breaches, and emerging trends to senior management and the Board.
- Prepare periodic AML/CTF compliance reports for regulatory filings and internal governance committees.
- Liaise with auditors, regulators, and external consultants as required.
Requirements
- Minimum 7–10 years’ AML/CTF compliance experience, preferably in CFDs, derivatives, FX, or securities trading.
- In-depth knowledge of the AML/CTF Act 2006, AUSTRAC regulatory requirements, and relevant ASIC obligations.
- Strong understanding of KYC/CDD, sanctions screening, and transaction monitoring frameworks.
- Experience managing investigations and preparing SMRs.
- Excellent leadership, stakeholder management, and communication skills.
- Previous experience working with trading platforms and high-frequency transaction environments.
- Exposure to international AML/CTF regimes (e.g., FATF, EU AML Directives, UK FCA, US FinCEN).
- Tertiary qualifications in Law, Finance, Business, or related discipline.
- Relevant certifications (e.g., CAMS, ICA Diploma).
Benefits
- Competitive salary and performance-based bonuses.
- Opportunities for career growth and development within a global company.
- Collaborative and inclusive work environment with exposure to cross-region operations.
- Health and wellness benefits.
- Flexible working arrangements.
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