Hybrid Senior Compliance Quality Assurance Analyst

Posted last month

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About the role

  • Senior Compliance Testing Analyst ensuring compliance across various operational units in the Bank. Execute independent testing and provide expertise on Compliance controls and processes.

Responsibilities

  • Execute independent testing of Compliance controls/systems for assigned businesses and operational units across the Bank
  • Provide expertise on Compliance controls/processes
  • Develop test steps to test the business line against regulatory requirements
  • Summarize testing results and identify areas of improvement
  • Assist management in writing findings and presenting them to business line staff

Requirements

  • Undergraduate degree or equivalent work experience
  • 5+ years of experience
  • CPA, CIA, CFE, CRCM or equivalent a plus
  • 5+ years of internal audit and/or testing experience
  • Knowledge of financial institution laws/regulations, strategies and risk management/compliance programs
  • Proficient in computer applications including MS Office suite, focusing on Excel and PowerPoint

Benefits

  • Health and well-being benefits
  • Savings and retirement programs
  • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
  • Banking benefits and discounts
  • Career development opportunities
  • Reward and recognition programs

Job title

Senior Compliance Quality Assurance Analyst

Job type

Experience level

Senior

Salary

$72,280 - $117,520 per year

Degree requirement

Bachelor's Degree

Location requirements

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