Compliance Testing Manager responsible for independent testing oversight and Compliance program development at TD Bank. Leading QA processes and collaborating with compliance teams for effective risk management.
Responsibilities
Responsible for oversight of independent testing
Plan and oversee independent Compliance testing completed by specialists
Provide subject matter expertise on Compliance controls/processes
Lead all phases of the assigned testing engagement
Execute follow-up on findings raised from testing engagements
Develop strong relationships and work collaboratively with key partners
Keep abreast of emerging issues, trends, and evolving regulatory requirements
Requirements
Undergraduate degree or equivalent work experience
7+ years of experience
Prior testing, audit or business operations experience in areas involving regulatory compliance
Detail oriented and well-developed organizational, time management and project management skills
Strong verbal and written communication skills
Proficiency with Microsoft Office applications
CRCM certification preferred
Knowledge and experience with risk management environment, standards, and regulations
Ability to research, interpret and summarize relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements
Benefits
Health insurance
401(k) matching
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
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