Regulatory Specialist I conducting regulatory activities for health care facilities across Florida. Prepares reports, manages files and provides support for QA reviews in the agency.
About the role
- Compliance Manager ensuring adherence to regulatory requirements in secured lending with a focus on reshaping compliance structures at TD Bank. Driving innovation and contributing to a culture of compliance.
Responsibilities
- Provide advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs
- Work independently and accountable for managing a specialized Compliance function or area
- Provide comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates
- Provide advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise
- Provide guidance and support to analysts on matters related to portfolio and specialty
- Manage regulatory reviews including inquiries, audits, and exams
- Identify and lead problem resolution for project/program complex requirements related issues at all levels
Requirements
- Undergraduate degree or equivalent work experience
- 7+ years of experience
- Strong knowledge of consumer protection regulations including Reg Z, Reg X, FDPA and SCRA
- Demonstrated knowledge and experience with mortgage servicing
- Excellent verbal and written communication skills, including executive-level reporting and presentation development
- Proficiency in Microsoft PowerPoint and basic Excel
- Experience in compliance project work and cross-functional initiatives
- Independent thinker with sound judgment and the ability to challenge effectively
- 3rd Party Oversight experience a plus
- CRCM a plus
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development
- Reward and recognition
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