Manager, Enterprise Risk Assessment at TD Bank, leading compliance risk assessment program. Overseeing operations, driving innovation, and mentoring junior team members.
About the role
- Manager managing operational risk for Retail Advice and Solutions at Sun Life. Collaborating with business units to improve control frameworks and evaluate risk exposure.
Responsibilities
- Assess risk and control effectiveness within the RAS portfolio, identify and prioritize opportunities to improve risk management
- Lead risk assessments to measure risk exposures, identify internal control weaknesses, improve the control environment and minimize the risk of loss events
- Lead the roll-out of new/changed risk and compliance requirements by identifying the impact to assigned business areas and supporting business partners in the design and maintenance of programs to meet these requirements
- Provide risk consulting expertise and lead risk reviews for key business projects, digital initiatives and process changes
- Develop recommendations on effective control design and operational risk management best practices, based on analysis of issues and implications for the business
- Present operational risk findings and recommendations at monthly Risk Steering Committees with internal clients
- Provide insightful and valuable operational risk analysis and reporting to the risk leadership team and the business
- Maintain strong/effective working relationships with all business partners
- Support reviews conducted by Internal Audit and Compliance as well as external auditors and regulators
- Lead and/or coach Operational Risk Consultant(s) assigned to portfolio
Requirements
- Bachelor’s degree in Risk Management, Business Administration or a related field
- Minimum 5 years of experience in risk management, preferably within the security dealer or financial service industry
- Strong knowledge of regulatory requirements and industry standards related to security dealer
- Excellent analytical, problem-solving and decision making skills
- Strong communication and interpersonal skills
- Professional certifications such as PRM (professional Risk Manager), CSI (Canadian Securities Courses)
- Ability to distill complex requirements without oversimplifying or missing critical components
- Proactive and highly motivated individual who will take initiative and is able to manage unstructured activities
- Knowledge of risk management techniques including risk assessment, risk monitoring, control design and control effectiveness assessment
- Portfolio/program management experience with strong organization skills and the ability to prioritize many competing demands
- Ability to work independently and as part of a team.
Benefits
- Flexible Benefits from the day you join to meet the needs of you and your family
- Commitment to creating an inclusive and respectful environment
- Opportunity to move along a variety of career paths
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