Manager overseeing regulatory compliance management as an SME for TD's Business Banking. Leading a team and managing governance and control programs for effective risk management.
About the role
- Senior Risk Analyst analyzing data to assess risks and recommending improvements in a global IT solutions firm. Collaborating across departments and supporting risk management initiatives.
Responsibilities
- Identify, assess, and monitor operational, financial, reputational, and strategic risks across the organization.
- Develop, implement, and update risk management policies, procedures, and mitigation plans to ensure risks are managed within the organization’s risk appetite.
- Collaborate with all departments to understand and address their specific risks, and provide guidance on mitigation measures.
- Maintain and support the Risk and Resiliency (R&R) tool, including integration with ancillary systems.
- Lead training, communication, and awareness initiatives to build risk management capability across the firm.
- Create, update, and maintain risk documentation, including policies, standards, guidelines, process flows, the PRC library, and Risk Register.
- Ensure accurate Risk and Control Self-Assessments (RCSA), conduct control reviews for projects, business changes, third parties, and health checks, and evaluate the effectiveness of control programs.
- Conduct internal governance reviews, support audits, and partner with business managers to document and remediate risks.
- Identify and implement process improvements to strengthen controls, improve efficiency, and drive cost savings.
- Stay informed of industry trends and regulatory changes in risk management.
- Develop and present risk reports, KPIs, and KRIs for management and board review; engage management on recommended actions.
- Support Incident Response & Management efforts by identifying risks, providing metrics, and assisting as needed.
Requirements
- Completed Bachelor’s Degree in Computer Science or a related field, or relevant work experience required
- 5+ years of Risk Management experience with a strong understanding of operational risk and business process improvement methods
- 5+ years of Project Management experience
- 2+ years of experience in Business Continuity and Incident Management experience
- Knowledge and experience with Risk Management, Business Continuity Management and Information Technology standards and best practices, including governance frameworks (ISO 31000, 27001, 22301, NIST, ITIL, etc.)
- Experienced with GRC Risk Management tools, and related interfaces (ServiceNow is a Plus)
- Proficient computer skills required, experience using Microsoft applications (Word, Excel, PowerPoint, Project, Visio, and Outlook)
- Willingness to travel up to 25% of the time to engage with internal business units and conduct vendor assessments
- Certification: CRM/PRM
Benefits
- Health, wellness, and financial benefits to offer peace of mind to you and your family.
- Continuous professional growth and leadership opportunities.
- World-class facilities and the technology you need to thrive – in our offices or yours.
Job title
Job type
Experience level
Salary
Degree requirement
Tech skills
Location requirements
Sustainability & Risk Intern assisting with ESG regulatory compliance and sustainability data management. Engaging with cross - functional teams in Amsterdam to promote supply chain resilience.
Head of Risk leading Wallee Group’s Risk function in a fast - growing payment company. Driving risk management aligned with business goals and regulatory compliance.
Head of Fraud and Risk leading strategy and execution at First Circle, a FinTech company transforming access to credit for SMEs in the Philippines.
Data Quality Risk Supervisor conducting independent assessments of data quality risk frameworks at the Group. Collaborating with various stakeholders within a hybrid work environment.
Business Unit Risk Liaison strengthening risk management culture across business units at Regions. Collaborating with senior leaders and risk management for identifying and assessing risks.
Model Risk Manager overseeing model risk throughout the lifecycle while ensuring regulatory compliance. Collaborating across departments to manage risks and enhance decision - making in financial services.
Governance & Strategic Alliances Lead for North America & Global Specialty Care compliance at Sanofi. Driving strategic healthcare compliance initiatives and overseeing compliance governance frameworks.
Managing first line risk team for Business Banking SME segment at Absa Bank. Developing risk management plans and ensuring control environment are satisfactory.
Risk Manager in Investment Risk Management department at AIMCo, focusing on public equities and tactical asset allocation strategies. Collaborating with investment teams to provide risk assessments and analysis.