Senior Operations Manager designing and scaling operations for a fintech platform. Streamlining workflows and ensuring compliance with broker-dealer obligations in a hybrid work environment.
Responsibilities
Own and evolve the operating model for our broker-dealer entity, including service, supervision support, onboarding, maintenance, trading, and money movement.
Collaborate closely with Engineering, Product, and Advisory teams to drive innovation through all parts of B-D Operations.
Act as a cross-functional operator across the Company, identifying inefficiencies, aligning stakeholders, and driving execution across Operations, Product, Engineering, Finance, and Compliance
Map, redesign, and standardize core workflows including client onboarding / ACATs / account opening, KYC/AML, suitability, Reg BI and advisory documentation, trading, rebalancing, cash management, and billing feeds, client service requests and lifecycle maintenance, advisor transitions and rep onboarding
Establish and manage the day-to-day operations of Savvy’s Broker-Dealer, including account opening, transaction processing, supervision, and trade surveillance.
Partner closely with Savvy’s Engineering, Product, and Design teams to identify and implement appropriate platform improvements to support the growth of Savvy’s BD entity.
Work closely with the CCO and FINOP to ensure adherence to FINRA rules and broker-dealer regulatory obligations.
Implement supervisory tools and technology for broker-dealer oversight, including email and trade surveillance systems.
Requirements
5-8 years of progressive operations experience, ideally within fintech, financial services, or other regulated environments. Direct exposure to broker-dealer operating models is preferred.
Strong understanding of FINRA broker-dealer operations and the ability to build deeper domain expertise quickly.
Strong operator instincts: you’ve personally rebuilt workflows, reduced cycle time and error rates, and driven measurable operational improvements.
Operator with hands-on experience partnering with Product and Engineering teams in a startup or high-growth fintech environment; comfortable translating business problems into scalable systems and automation initiatives.
Excellent cross-functional communication.
Extensive experience using third party tools to power operations, including leveraging AI tools (e.g., ChatGPT/Claude, analytics copilots, automation) to speed up research, synthesis, and operational workflows.
Ability to thrive in a fast-paced, high-pressure, and often ambiguous environment
Benefits
Competitive salary and equity package
Unlimited PTO + paid company holidays
Access to holistic medical, dental, and vision plans
Company 401(k), Commuter, and HSA/FSA plans
NYC office in the heart of Manhattan
Lunch and snacks provided in the office
Access to virtual mental health care (Spring Health), vision related benefits (XP Health), and health concierge (Rightway) to help you find the right care
Access to counseling for stress management, dependent care, nutrition, fitness, legal, and financial issues (Guardian WorkLifeMatters EAP)
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