Hybrid Compliance Officer – Investment Products

Posted last week

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About the role

  • Support the Compliance Officer in charge of the Compliance function in implementing and maintaining a robust Compliance Monitoring Programme.
  • Perform second-line of-defense controls, highlight weaknesses, and issue recommendations.
  • Identify, assess, and mitigate compliance risks associated with existing and new investment products, including the risks presented by crypto-assets.
  • Monitor changes in laws and regulations and advise the Authorised Management and the Product teams on business impacts.
  • Contribute to the regulatory strategy and support future license extension processes.
  • Assist in drafting, updating, and maintaining compliance policies.
  • Support in timely and accurate regulatory reporting, including the CSSF annual questionnaire on financial crime.
  • Support interactions with regulators on matters related to investment services, inspections, and audits.
  • Assist in developing and help deliver compliance training programs for employees.
  • Support in drafting regular reports on Compliance matters to the Authorised Management and Board of Directors.

Requirements

  • 3-5 years in a regulated financial institution (e.g., bank, EMI, PI, MiFID investment firm, ManCo, or VASP) in Luxembourg or Europe.
  • experience working within a compliance framework is required; direct exposure to audits and inspections is a strong plus.
  • Regulatory understanding of European regulations, including MiFID 2 and ideally MiCA, and Luxembourg laws applicable to Investment firms.
  • Interest in fintech and investments, including virtual assets, with a strong understanding of technology-driven environments.
  • AML/CFT knowledge, including transaction monitoring and international financial sanctions.
  • Organizational skills, ability to work independently.
  • Curiosity and proactivity, a drive to learn and take initiative.
  • Fluent in English, both written and spoken.
  • Excellent communication and writing skills to convey complex information clearly and concisely.

Benefits

  • Unlimited paid time off
  • Psychological support & mental health webinars with Serenis
  • Flexible hybrid working system
  • Extended parental leave
  • Childcare leave
  • Professional development programmes
  • Internal mobility program
  • Language classes with Preply
  • Internal workshops & training
  • Stock Option Plan (with additional grants often provided based on performance)
  • International relocation support
  • Competitive salary
  • Meal vouchers

Job title

Compliance Officer – Investment Products

Job type

Experience level

Mid levelSenior

Salary

Not specified

Degree requirement

Bachelor's Degree

Location requirements

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