Portfolio Compliance Risk Surveillance Analyst ensuring applicable regulatory compliance for fixed income portfolios at PGIM Fixed Income. Monitor guidelines and collaborate with various teams for compliance operations.
About the role
- Insurance Compliance Analyst at LexisNexis Risk Solutions managing compliance and project management in insurance. Involves contract management, project strategies, and collaboration with internal stakeholders.
Responsibilities
- Analyzes complex compliance issues and identifies areas for action to mitigate risk and ensure adherence.
- Makes recommendations to internal stakeholders based on an understanding of customer requirements, corporate and organizational policies & procedures, and associated business & compliance risks.
- Applying in-depth knowledge of contracts & project management principles, drafts and prepares customized compliance records & files, such as audit plans, to document compliance requirements and activities associated with organizational needs.
- Ensures compliance activities are reviewed, approved and executed in accordance with corporate, business unit and team guidelines.
- Consistently produces high-quality work-product when drafting compliance & audit plans/documentation while receiving only minimal guidance from management.
- Demonstrates an understanding of the functions performed by other internal stakeholders, to include Product, Vertical, Client Engagement, & Legal, and leverages those organizations to solve complex compliance issues.
- Acts as a resource for and works with junior level personnel to organize and maintain all compliance records & files.
- Supports new business pursuits and development of compliance strategies with minimal guidance from management.
- Acts as a resource for colleagues with less experience.
Requirements
- Minimum Education: Bachelor's Degree
- 2-5 years compliance or project management experience required
- 5-7 years of business experience preferred
- Highly organized and works well in team environment
- Excellent communication skills (verbal and written)
- Strong negotiation skills, effective & persuasive communication
- Strong business problem solving skills
Benefits
- Country specific benefits• Annual incentive bonus
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