Hybrid Principal Associate Compliance Advisor

Posted 3 days ago

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About the role

  • Advise lines of business, Third-Party Managers, and Contract Managers on compliance risks and controls across the third party lifecycle
  • Perform pre-contract third party due diligence assessments
  • Perform quality assurance reviews on TPC program processes
  • Partner with Enterprise Supplier Management and Third Party Risk Management to mature third party compliance controls, monitoring actions, and risk identification questions
  • Lead and support Third Party Compliance projects as needed, including Audit and Exam requests, third-party compliance training process improvements, and the development of a third-party compliance toolkit
  • Identify and implement improvements to existing Third Party Compliance processes

Requirements

  • High School Diploma, GED, or equivalent certification
  • At least 3 years of experience in Compliance, Third-Party Management, or Risk Management
  • Bachelor’s Degree (Preferred)
  • CRCM certification or IAPP certification (Preferred)
  • 1+ year of experience with Salesforce (Preferred)
  • 1+ year of experience with Google Suite (Preferred)
  • A basic understanding of Governance, Risk, and Compliance software tools (Preferred)
  • Experience in Controls Development, Controls Management, and Reporting activities (Preferred)
  • Experience in a third party risk and compliance program at a financial institution (Preferred)
  • Experience with Process Management or Project Management (Preferred)

Benefits

  • comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being

Job title

Principal Associate Compliance Advisor

Job type

Experience level

JuniorMid level

Salary

$106,700 - $133,900 per year

Degree requirement

High School Diploma

Location requirements

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