Senior Executive/Executive in charge of compensation and compliance at Orfium, ensuring legal adherence and proper employee relations while managing benefits and compensation strategies.
About the role
- Principal Associate Compliance Advisor working with business partners to manage third-party compliance risks and controls. Supporting the Governance and Advisory functions of the Third Party Compliance team at Capital One.
Responsibilities
- Advise lines of business, Third-Party Managers, and Contract Managers on compliance risks and controls across the third party lifecycle
- Perform pre-contract third party due diligence assessments
- Perform quality assurance reviews on TPC program processes
- Partner with Enterprise Supplier Management and Third Party Risk Management to mature third party compliance controls, monitoring actions, and risk identification questions
- Lead and support Third Party Compliance projects as needed, including Audit and Exam requests, third-party compliance training process improvements, and the development of a third-party compliance toolkit
- Identify and implement improvements to existing Third Party Compliance processes
Requirements
- High School Diploma, GED, or equivalent certification
- At least 3 years of experience in Compliance, Third-Party Management, or Risk Management
- Bachelor’s Degree (Preferred)
- CRCM certification or IAPP certification (Preferred)
- 1+ year of experience with Salesforce (Preferred)
- 1+ year of experience with Google Suite (Preferred)
- A basic understanding of Governance, Risk, and Compliance software tools (Preferred)
- Experience in Controls Development, Controls Management, and Reporting activities (Preferred)
- Experience in a third party risk and compliance program at a financial institution (Preferred)
- Experience with Process Management or Project Management (Preferred)
Benefits
- comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being
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