Compliance Manager reviewing broker - dealer and registered investment adviser communications for regulatory compliance. Working collaboratively with diverse business partners in a hybrid work environment.
About the role
- Responsible for maintaining the integrity of system access for motorist services. Reports to the Operations Services Manager in the Bureau of Motorist Services Support.
Responsibilities
- This position is responsible for maintaining the integrity of system access and the related logon assignments associated with the Online Registration and Identity Network (ORION) and Florida Real-time Vehicle Information System (FRVIS).
- This position reports to the Operations Services Manager (SES) within the Bureau of Motorist Services Support, Compliance and Audit Unit.
Requirements
- Knowledge of the principles and techniques of effective communication.
- Knowledge of methods used for organizing and presenting data.
- Skill in collecting, recording data relating to system login procedures.
- Skill in utilizing problem solving techniques.
- Skill in preparing reports.
- Ability to make decisions in a timely manner.
- Ability to understand and apply applicable rules, regulations, policies and procedures.
- Ability to communicate effectively with internal and external customers.
- Skill in providing customer service.
- Ability to establish and maintain effective working relationships with others.
- Skill in working with personal computers, including Microsoft Word and Excel.
- Skill in maintaining and organizing files.
- Skill in composing and drafting correspondence.
- Knowledge of Motor Vehicle and Driver License laws and procedures.
- Knowledge of Online Registration and Identity Operating Network (ORION) and Florida Real-Time Vehicle Information System (FRVIS).
- Skill in handling multiple tasks.
Benefits
- Paid Parental Leave
- Annual and Sick Leave Package
- Nine Paid Holidays
- State Health and Life Insurance
- Educational Benefits
- Contributory Retirement Plan
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