Senior Lead Business Accountability Specialist managing financial crimes risk in consumer banking at Wells Fargo. Collaborating with cross - functional teams to ensure compliance and enhance risk mitigation efforts.
About the role
- Analyst, KYC role handling quality control of KYC files to ensure compliance with AML regulations at MUFG. Successful candidates will join the high-performance GCIB KYC team in Sydney or Auckland.
Responsibilities
- Quality Check of KYC Files - Perform the end-to-end quality checks on KYC files submitted by KYC analysts
- Confirm completeness and accuracy of customer information including: Legal entity details, Beneficial ownership and control structures, Directors, authorized signatories, Contact and registration details
- Ensure CDD/SDD/EDD risk classification is appropriately assigned
- Regulatory & Policy Compliance - Validate files against: AML/CFT regulations, Applicable sanctions guidelines, MUFG Global/Regional/Local programs
- Risk Assessment Verification – Ensure appropriate risk-based approach is applied for: High-risk countries, PEPs, Complex ownership structures, High-risk industries, Insufficient rationale or missing documentation
- Documentation & Control - Conduct detailed QC comments specifying errors, gaps, and required corrections. Maintain audit trail of QC reviews, outcomes, and countermeasures. Track error trends and rework patterns
Requirements
- 3 + years experience in the compliance, banking, accounting, legal, consultancy, regulatory or any equivalent sectors
- Experience in AML / KYC fields is considered favourably
- Possess a general understanding of financial business, economy and markets
- Proficiency in Microsoft Office in particular, MS Word, MS Excel and MS PowerPoint
- Be able to engage in independent research and analysis of customers, regulations and banking products
- The ability to communicate clearly both in writing and verbally
- Strong interpersonal and presentations skills
- Team player
- Self-starter with drive, initiative and enthusiasm
Benefits
- Health insurance
- Supportive work environment
- Professional development opportunities
- Flexible work arrangements
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
No Education Requirement
Location requirements
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