Governance, Risk & Compliance Specialist at Quilter providing oversight on governance, risk, and compliance activities, strengthening Quilter Invest’s risk management culture across the organization.
About the role
- Controls & Compliance Testing Analyst supporting Risk & Compliance for digital wealth manager. Focusing on compliance monitoring, controls testing, and process improvements in a growing firm.
Responsibilities
- Deliver compliance monitoring and controls testing across key regulatory areas.
- Support the risk framework: risk registers, RCSAs, control libraries and documentation.
- Manage operational incidents end-to-end, including root-cause analysis and remediation tracking.
- Produce clear, data-driven MI and reporting for senior management.
- Identify and implement opportunities for automation of controls testing and monitoring.
- Provide 2nd Line challenge to the business and support thematic reviews and audits.
Requirements
- Fluent Italian and English (written and spoken).
- Experience in compliance monitoring, controls testing, risk or audit in financial services.
- Knowledge of key regulations (MiFID II, SYSC, PRIN, Consumer Duty, AML/KYC).
- Strong analytical skills and attention to detail.
- Proficiency with Excel; interest in workflow tools or automation.
- Clear written communication and ability to challenge constructively.
- Experience in fintech, digital wealth or investment services.
- Exposure to Power BI, SQL, Python or other automation technologies.
- Degree in Finance, Economics, Risk, Law, Engineering or similar.
- Professional certifications (e.g., IRM, ICA, CISI) are a plus.
Job title
Job type
Experience level
Salary
Not specified
Degree requirement
Tech skills
Location requirements
Regulatory Specialist responsible for contributions in public consultations and regulatory studies. Engaging with institutional relations and ensuring adherence to energy regulations in Brazil.
Working Student supporting regulatory and compliance efforts at Paymenttools' e - money institution. Collaborating on risk management and compliance projects in a hybrid role based in Cologne.
Senior Consultant Regulatory Affairs participating in pharmaceutical projects focused on market access and regulatory compliance. Joining Deloitte's sector regulation team based in Madrid.
Trade Compliance Officer managing stakeholder compliance with UK and US export laws. Contributing to trade policies and documentation for international imports and exports in a hybrid role.
Expert HSE Compliance role focused on environmental regulations and safety in energy production at EniBioch4in. Overseeing compliance, audits, and promoting HSE culture across facilities.
Junior Regulatory Reporting Operations Specialist analyzing vast trade reporting data and ensuring regulatory reporting quality at SEB. Collaborating with teams to resolve reporting issues for regulatory compliance.
Risk & Compliance Advisory Practice Lead at Netwealth providing risk and compliance advice across investment and product governance. Leading advisory teams while ensuring regulatory compliance and risk management standards.
Director Compliance role at Manulife managing the Complaints & Regulatory Investigations team. Overseeing investigations and ensuring compliance with regulatory standards.
Regulatory Affairs Director overseeing activities in the Regulatory Affairs Department at CareSource. Focused on compliance, contracting, and leading the team in a hybrid work environment.