Senior Manager handling regulatory engagement strategies in the Pacific region for a risk consultancy. Leading compliance initiatives while collaborating with regulatory bodies like APRA and ASIC.
Responsibilities
Develop and execute a comprehensive regulatory engagement strategy and agenda for MMC Pacific entities, ensuring alignment with the organisation's overall objectives.
Collaborate with key internal stakeholders, gathering insights and feedback on regulatory challenges and compliance issues.
Create and implement a comprehensive stakeholder engagement strategy aimed at enhancing the organisation’s visibility and reputation with regulators and other key stakeholders.
Offer expert advice and insights to senior leaders and colleagues regarding the regulatory landscape, helping to inform decision-making and strategic planning.
Develop and maintain strategic relationships with key regulatory bodies, including APRA, ASIC, and other relevant authorities.
Manage the investigation of regulatory inquiries and requests for information, ensuring that responses are accurate, timely, and aligned with organisational policies.
Prepare and present regulatory engagement insights and outcomes reports and papers to the Chief Risk & Compliance Officer, Executives, Board and Directors and senior management on the status of regulatory affairs and management activities.
Manage and mentor Regulatory Engagement Manager, as well as foster a collaborative and high-performing work environment across the broader team.
Requirements
Minimum of 8 years of experience working in governance, regulatory compliance or legal areas with experience in Australia, New Zealand or United Kingdom.
Experience working in or providing services to a regulated financial services business, with an ability to interpret and apply associated legislative requirements.
Sound understanding and ability to operate within Legal, Risk and Compliance frameworks, including the ability to consider compliance strategically and take a commercial approach to compliance when required.
Ability to provide value-add, strategic advice to the Business, senior executives and Board stakeholders in respect of risk culture behaviours and consequence, controls, process and administrative matters.
Knowledge of local regulatory agencies and entities (e.g., APRA and ASIC), as well as other international entities.
Working knowledge of risk management systems, frameworks and processes
Working knowledge of compliance systems, frameworks and processes
Quality & Regulatory Affairs Intern supporting maintenance and improvement of QMS at Vara. Collaborating across teams to ensure compliance and enhance healthcare technology.
Head of IT Governance, Risk and Compliance at Saab, leading GRC implementation and strategy. Establishing effective governance and compliance structures while driving technical development.
Junior Consultant focusing on innovative banking regulation and risk management solutions. Collaborating on customer implementations and growing into a responsible consultancy role.
VP & Compliance Officer III responsible for compliance support at Open Bank. Delivering compliance testing and training while managing regulatory requirements in the financial sector.
Trust & Wealth Compliance and Reporting Specialist at Peoples Bank ensuring fiduciary compliance and reporting functionality. Collaborating with various departments to maintain regulatory readiness and proper reporting.
Compliance Manager overseeing Regulation E compliance risk management at Truist Financial Corporation. Leading a compliance program and collaborating with senior management and regulatory agencies.
IT Security Specialist combining security architecture with operational analysis at Trafikförvaltningen. Supporting modern public transport's IT security needs while ensuring compliance and risk management.
Compliance Associate coordinating state and federal regulatory examinations for Better Mortgage. Leading interactions and oversight within Regulatory Strategy & Operations team in a high - growth role.
Director of Global Trade Compliance leading US trade compliance strategy for Smith+Nephew. Managing team and compliance with US import/export regulations and trade policies.