Senior Associate supporting compliance solutions for institutional clients in asset management. Delivering regulatory compliance and risk management expertise within a hybrid work environment.
About the role
- Compliance Operations Intern gaining hands-on experience in IT audit processes focused on SOX and SOC compliance. Supporting evaluations and contributing insights under manager guidance.
Responsibilities
- Acquire foundational knowledge of SOX/SOC control frameworks and audit methodologies
- Understand key audit concepts such as sampling techniques, documentation standards, and issue identification
- Participate in discussions related to SOX/SOC control issues
- Assist in evaluating test results and drawing appropriate conclusions under supervision
- Attend and document SOX/SOC process walkthroughs
- Perform audit testing of IT general controls (ITGCs)
- Complete audit workpapers, documenting test procedures, results, and conclusions
- Provide regular updates on task progress to the direct manager
- Manage personal workload effectively to meet established deadlines
Requirements
- 1–2 years of relevant work experience preferred
- Junior or Senior standing in a related academic program (Cybersecurity, Information Technology, Business, Finance, Audit, or Accounting)
- Strong verbal and written communication skills
- Self-motivated with the ability to take initiative and follow through on tasks
- Excellent time management and organizational abilities
- Strong analytical skills and attention to detail
- Interest in exploring career paths in audit, IT compliance, or financial services
- Proficiency in Microsoft Office Suite
- Familiarity with AI tools is a plus
Benefits
- Competitive compensation package
- Annual bonus potential
- Long-term incentive opportunities
Job title
Job type
Experience level
Salary
Degree requirement
Tech skills
Location requirements
Compliance Analyst supporting the management of compliance models and processes at Tenpo. Contributing to building a solid compliance culture focusing on crime prevention and data protection.
Advertising Compliance Specialist ensuring compliance and operational excellence in the insurance sector. Collaborating on regulatory changes and supporting product development in a hybrid role.
Intern coordinating regulatory projects and compliance for Eversource Energy, engaging with legal, regulatory, and business teams. Involves monitoring regulatory changes and ensuring compliance across your duties.
Regulatory Policy Specialist developing regulatory case filings and strategies supporting company goals at Xcel Energy. Collaborating with stakeholders and senior management to ensure compliance and effective communication.
Manager overseeing leave and immigration compliance at Cedars - Sinai Medical Center. Ensuring adherence to laws while leading HR and compliance teams.
Experienced Quality Systems Specialist at Boeing supporting FAA Certification activities. Involves quality assurance plans and audits in manufacturing and regulatory environments.
Chief of Regulation overseeing programmatic and operational activities for Florida's Division of Licensing. Responsible for budget management and ensuring compliance with policies and procedures.
Compliance Business Oversight Manager managing compliance risk at TD Bank. Overseeing Affiliate Transactions Data Review and providing insights on regulatory compliance.
Regulatory Affairs Professional creating clinical evaluation documents for medical devices in a fast - growing biotech company. Collaborating with stakeholders and ensuring compliance with regulations.