Research & Resolution Consultant managing diverse client case loads to resolve operational errors. The role involves collaboration with teams and upper management to ensure client satisfaction and compliance.
Responsibilities
Managing a workload of different cases that will require research and problem solving to determine if the client was harmed by the error
Support many organizations across the firm as well as other areas in MassMutual
Effective communication as some cases will involve upper level management both at the Home Office as well as in the field
Identify a process gap through trending of cases and work with the team who owns the process to update the workflow
Create the best service experience possible in order to repair the relationship between client, rep, and MMLIS
Perform research and analysis to support business operations and present findings to managers
Develop solutions through root-cause analysis of complex issues and escalations related to Broker/Dealer business
Document justification of exception processing
Utilize problem solving toolkit to identify trending and provide countermeasures to enhance the client experience
Analyze trading activity of registered representatives and work with legal and compliance to carry out processing of legal orders and regulatory requests
Requirements
HS Diploma or equivalent
3+ year MMLIS experience and / or 5+ years' financial services experience
Series 7 & 24 required at time of application
1+ year experience with Microsoft Office Suite
Bachelor’s Degree (Ideal Qualifications)
7+ years of financial services industry experience (Ideal Qualifications)
Highly collaborative team player with extraordinary attention to detail (Ideal Qualifications)
Benefits
Regular meetings with the Research & Resolution Team
Focused one-on-one meetings with your manager
Networking opportunities including access to Asian, Hispanic/Latinx, African American, women, LGBTQ, veteran and disability-focused Business Resource Groups
Access to learning content on Degreed and other informational platforms
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