Compliance Analyst at The Bancorp overseeing compliance with regulatory laws and providing advisory services to business lines and functions. Conducting reviews and assessments according to compliance management standards.
About the role
- Treasury Specialist role ensuring compliance in Treasury Operations at Manulife. Focusing on payment fraud monitoring and supporting AML/ATF compliance, while managing operational risks.
Responsibilities
- Monitor and mitigate payment fraud risks by executing routine fraud detection activities, escalating suspicious transactions, and supporting fraud prevention initiatives.
- Support AML/ATF compliance through periodic scanning, reporting, and coordination with internal compliance officers to address gaps and ensure adherence to regulatory requirements.
- Ensure privacy and operational risk management (ORM) compliance by maintaining procedures, conducting reviews, and supporting audits for Treasury Operations.
- Maintain records management standards by ensuring Treasury documentation complies with Company retention policies and regulatory guidelines.
- Track and monitor compliance issues and CAPS (Corrective Action Plans), ensuring timely resolution and reporting progress to management.
- Collaborate on compliance-related projects and process improvements to strengthen controls, enhance efficiency, and align with evolving regulatory standards.
Requirements
- Bachelor’s degree in Finance, Business Administration, Commerce or related field is strongly preferred
- 5-7 years of experience in the financial services or treasury operations with a focus on compliance and risk management
- Strong knowledge of AML/ATF regulations, privacy requirements and operational risk frameworks
- Understanding of records retention policies and document control standards
- Skilled in tracking compliance issues, managing CAPS, and reporting progress
- Strong critical thinking, analytical, problem-solving and stakeholder engagement skills
- Ability to manage multiple priorities in a fast-paced environment and work collaboratively with stakeholders
- Comfort with technology and willingness to adopt automation tools for compliance and monitoring
- Proactive in identifying opportunities for continuous process improvement & bringing forward ideas to enhance efficiency & strengthen controls
- CTP (Certified Treasury Professional) for treasury expertise preferred
- CAMS (Certified Anti-Money Laundering Specialist) for AML/ATF compliance preferred
- CRMP (Certified Risk Management Professional) or ORM certifications for operational risk management preferred
Benefits
- Health insurance
- Dental
- Mental health programs
- Vision insurance
- Short- and long-term disability insurance
- Life and AD&D insurance coverage
- Adoption/surrogacy benefits
- Wellness benefits
- Employee/family assistance plans
- Retirement savings plans
- Pension and global share ownership plan with employer matching contributions
- Financial education and counseling resources
- Generous paid time off program including holidays, vacation, personal, and sick days
- Statutory leaves of absence
Job title
Job type
Experience level
Salary
Degree requirement
Location requirements
Seek a Jurist / Volljurist for Datenschutz and Compliance at DLG e.V. providing legal support and consultancy with a focus on data protection and corporate law.
Compliance Analyst at Broadridge supporting risk and control for Investor Communication Solutions. Managing audits, investigations, and internal controls in a hybrid work setting.
Electrical Regulatory Manager leading regulatory strategy for new electrical projects at P&G. Collaborating with international teams to ensure compliance and influence regulatory landscapes.
Alcohol Compliance Supervisor at Jiffy Lube Live ensuring responsible service of alcohol. Supervise event employees, uphold compliance with alcohol service guidelines and interact with guests for satisfaction.
GRC Risk Analyst at Tanium conducting compliance assessments and developing risk management policies. Collaborating with stakeholders to ensure adherence to regulatory requirements and industry standards.
Executive Director leading firm - wide Compliance Risk Assessment program for SMBC Group in financial services. Managing CRA process and collaborating with regulatory stakeholders.
Senior Product Environmental Compliance Specialist leading compliance initiatives in Stryker's Endoscopy division. Driving regulatory strategy and cross‑functional alignment in a hybrid role.
Payments RCA Professional at U.S. Bank focused on operational loss reporting and risk management compliance. Collaborating across teams to ensure timely and accurate reporting and process improvement.
Compliance Representative managing risk and compliance under U.S. Bank's financial services. Involves collaboration across various teams and addressing policy violations and customer complaints.